Cynthia L. Custer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Lower Custer, who also goes by Cynthia Marie Custer, Cynthia Marie Groves, Cynthia Marie Lower, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1987. Cynthia had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2013 - March 28, 2014
FINANCIAL CONCEPTS UNLIMITED, INC.
August 4, 2008 - April 25, 2011
ADVISORY SERVICES NETWORK
September 25, 2006 - October 31, 2007
RESOURCE HORIZONS GROUP LLC
September 8, 2006 - October 31, 2007
RESOURCE HORIZONS GROUP LLC
May 25, 2004 - August 20, 2004
TRUIST INVESTMENT SERVICES, INC.
May 25, 2004 - August 20, 2004
TRUIST SECURITIES, INC.
May 25, 2004 - August 20, 2004
TRUIST INVESTMENT SERVICES, INC.
May 25, 2004 - August 20, 2004
TRUIST SECURITIES, INC.
January 23, 2004 - April 22, 2004
STERNE, AGEE & LEACH, INC.
February 24, 2003 - April 22, 2004
STERNE, AGEE & LEACH, INC.
October 5, 1987 - September 6, 1988
MORGAN STANLEY DW INC.
June 26, 1987 - October 2, 1987
FITZGERALD, DEARMAN & ROBERTS, INC.
Primary Firm SEC Registration
FINANCIAL CONCEPTS UNLIMITED, INC.
CRD#: 118641 / SEC#: 801-61345
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL CONCEPTS UNLIMITED, INC.
CRD#: 118641 / SEC#: 801-61345
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 708 |
| AUM (Assets Under Management) | $ 189,754,757 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2025 | ||
| 12/20/2024 | ||
| 04/02/2024 | ||
| 12/26/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
