Fred H. Spagat
Professional summary
Fred Henry Spagat, who also goes by Fred H Spagat, Fred Henry Spagat, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Gurnee, Illinois.
Fred is registered as a RR (Registered Representative) and started their career in finance in 1987. Fred has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fred Henry Spagat's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2026 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 4343 Old Grand Ave Ste 209, Gurnee, IL 60031-2767June 23, 2022 - February 2, 2026
EQUITABLE ADVISORS, LLC
April 17, 2019 - February 2, 2022
MML INVESTORS SERVICES, LLC
February 4, 2016 - January 8, 2019
NYLIFE SECURITIES LLC
April 25, 2014 - December 26, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 23, 2006 - December 31, 2013
THE O.N. EQUITY SALES COMPANY
January 30, 2004 - November 15, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
October 1, 2002 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
March 30, 1994 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
October 7, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 7, 1991 - January 3, 1994
PRUCO SECURITIES, LLC.
October 21, 1987 - October 8, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/19/2026)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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