Richard A. Berry

ALPHASTAR CAPITAL MANAGEMENT

Myrtle Beach, SC 29577

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CRD#: 1689234

Professional summary

Richard Anthony Berry, ChFC®, CLU® is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Myrtle Beach, South Carolina.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 7 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BERRY FINANCIAL GROUP, INC. 306 WEST HARRISON STREET, DILLON, SC 29536. LIFE INSURANCE, FIXED INDEXED ANNUITIES, LTC INSURANCE RENTAL PROPERTIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Anthony Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 6, 2020 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 4226 Mayfair Street Suite 200, Myrtle Beach, SC 29577

RIA

CRD#: 157423

Myrtle Beach, SC

Past

December 10, 2012 - February 14, 2020

BERRY FINANCIAL SECURITIES, LLC

RIA

CRD#: 165282

MYRTLE BEACH, SC

Past

August 4, 2011 - December 10, 2012

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

DILLON, SC

Past

July 29, 2010 - August 2, 2011

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

KENTWOOD, MI

Past

January 15, 2008 - October 7, 2008

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

DILLON, SC

Past

June 12, 2006 - December 31, 2006

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

DILLON, SC

Past

September 22, 2005 - April 5, 2006

KALOS MANAGEMENT

RIA

CRD#: 133025

DILLON, SC

Past

August 20, 1987 - May 7, 2003

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 5/23/1991

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Anthony Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERRY FINANCIAL SECURITIES, LLC

ALPHASTAR CAPITAL MANAGEMENT

REGAL INVESTMENT ADVISORS LLC

QUESTAR ASSET MANAGEMENT, INC.

MADISON AVENUE ADVISORS, INC.

KALOS MANAGEMENT

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/1987

Series 22

Date: 5/23/1991

Series 6

Date: 8/18/1987

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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