Barbara A. Endres
Professional summary
Barbara Ann Endres was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barbara is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Barbara had worked at 10 firms, which includes LIFETIME WEALTH ADVISORS LLC, WELLS FARGO CLEARING SERVICES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, CEDRUS, J. SCOTT SECURITIES CORP., FORESIDE DISTRIBUTION SERVICES L.P., CHARLES SCHWAB & CO. INC., U.S. BANCORP INVESTMENTS INC., AMERICAN INVESTMENT SERVICES INC., UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2015 - December 31, 2017
LIFETIME WEALTH ADVISORS, LLC
August 10, 2009 - December 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 10, 2009 - December 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 22, 2003 - August 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2003 - August 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 25, 2002 - September 4, 2003
CEDRUS
April 18, 2000 - September 3, 2003
J. SCOTT SECURITIES CORP.
October 3, 1997 - December 24, 1998
FORESIDE DISTRIBUTION SERVICES, L.P.
September 14, 1995 - April 23, 1997
CHARLES SCHWAB & CO., INC.
February 24, 1995 - April 21, 1995
U.S. BANCORP INVESTMENTS, INC.
August 3, 1992 - February 27, 1995
AMERICAN INVESTMENT SERVICES, INC.
May 25, 1990 - August 5, 1992
UBS FINANCIAL SERVICES INC.
June 26, 1987 - June 6, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
LIFETIME WEALTH ADVISORS, LLC
CRD#: 173832 / SEC#: 801-80636
Contact information
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