Timothy J. Helfer
Professional summary
Timothy John Helfer, who also goes by Timothy J Helfer, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1987. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy John Helfer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 17, 2021 - February 20, 2024
SANCTUARY ADVISORS, LLC
August 17, 2021 - February 20, 2024
SANCTUARY SECURITIES, INC.
October 31, 2001 - April 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 1, 1999 - August 11, 2021
OSAIC FA, INC.
June 1, 1998 - August 11, 2021
OSAIC FA, INC.
August 20, 1987 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2024)
(2/5/2024)
(8/28/2024)
(8/28/2024)
(8/27/2024)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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