JB
Jeffrey L. Bangerter
BANGERTER FINANCIAL SERVICES
Roseville, CA 95661
Some features on this profile are disabled
CRD#: 1687028
JB
Professional summary
Jeffrey Lynn Bangerter is a registered financial advisor currently at BANGERTER FINANCIAL SERVICES, INC. located in Roseville, California and CONCORDE INVESTMENT SERVICES, LLC located in Roseville, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jeffrey has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Bangerter Financial Services, Inc., Registered Investment Advisory Firm and DBA for securities related activities, Investment related, 1380 Lead Hill, Suite 180, Roseville CA, Owner/Investment Advisor/CCO, advise clients on investments. Start date 02/01/2012, 21-40 hours/month during non trading hours, 11-20 hours/month during trading hours. 2.Mid Valley Real Estate; Investment related, Fair Oaks, CA; Real Estate Agent; 05/2017; 1-5 hr/ Mo during trading hours. 3.Coordinated Concepts; Investment related, Roseville, CA; Tax Preparation- Enrolled Agent; 02/201203/1984; 5-5-Proved Tax Preparation As An enrolled Agent; 1-5 Hrs OBH; 1-5 DBH. 4.Aacadia Payments, LLC.; Non Investment related; 09/2020; Austin, TX; Silent Partner; Review ideas and marketing plans and make recommendations for growth; 1-5 hours a month during trading hours. 5.Coordinated Energy Concepts, LLC; Non Investment related, 10/2021; Roseville, CA; Managing Member and Owner; Provide financing to solar energy programs; 1-5 hours a month during trading hours. 6.Coordinated Concepts Insurance Services, LLC. Investment related. Start date 02/1984. Roseville, CA. Owner/Managing Member. Fixed insurance products marketing. 6-10 hours/month during trading hours. 7.Concorde Insurance Agency Inc. Investment related. Ann Arbor, MI, Insurance Sales and insurance related activity, Agent, sell insurance products. Start date: 03/01/2019, 6-10 hours/month during non trading hours, 1-5 hours/month during trading hours. 8. Jeffrey Bangerter Internet Marketing. Non-investment related. Start date 01/2015. Roseville, CA. Owner. Market affiliate products and books on the internet. 1-5 hours/month during trading hours. 9. Rare Coins of New Hampshire. Investment related. Start date 11/2016. Milford, NH. Sale of rare coins and precious metals. 1-5 hours/month during trading hours. 10.Mid Valley Mortgage, Non investment related, Fair Oaks CA, mortgage loans of both traditional and reverse mortgages, loan originator, take loan applications. Start date 10-18-2023, 1-5 hours/month during non trading hours, 1-5 hours during trading hours. 11.Bangerter Financial Strategies, LLC. Investment related, 1380 Lead Hill Blvd Suite 180, Roseville CA 95661, DBA for securities related business and Tax Planning, Managing Member/Owner. 11-20 hrs/month during non trading hours, 40 hrs month during trading hours. Start date 01/11/2024.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Lynn Bangerter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2014 - Present
BANGERTER FINANCIAL SERVICES, INC.
Office #1: 1380 Lead Hill Blvd Suite 180, Roseville, CA 95661RIA
CRD#: 171939
Roseville, CA
Current
February 28, 2019 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 1380 Lead Hill Blvd Suite 180, Roseville, CA 95661BD
CRD#: 151604
Roseville, CA
Past
May 4, 2023 - September 26, 2025
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Roseville, CA
Past
March 5, 2015 - February 14, 2019
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Citrus Heights, CA
Past
June 23, 2014 - February 24, 2015
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Citrus Heights, CA
Past
November 29, 2011 - June 25, 2014
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
CITRUS HEIGHTS, CA
Past
November 28, 2011 - October 29, 2014
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
CITRUS HEIGHTS, CA
Past
July 18, 2007 - November 15, 2011
CETERA ADVISORS LLC
RIA
CRD#: 10299
FAIR OAKS, CA
Past
July 18, 2007 - November 15, 2011
CETERA ADVISORS LLC
BD
CRD#: 10299
FAIR OAKS, CA
Past
February 19, 2002 - July 18, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
FAIR OAKS, CA
Past
October 16, 1997 - July 18, 2007
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
FAIR OAKS, CA
Past
June 14, 1996 - October 24, 1997
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past
June 6, 1994 - June 4, 1996
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Past
July 27, 1987 - November 7, 1989
SECURITY DISTRIBUTORS
BD
CRD#: 3336
TOPEKA, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/19/2020)
RR
Arkansas(7/21/2020)
IAR
California(10/20/2014)
RR
California(2/28/2019)
RR
Colorado(3/1/2019)
RR
Connecticut(1/5/2021)
RR
Delaware(6/2/2022)
RR
Florida(1/5/2021)
IAR
Florida(11/16/2022)
RR
Georgia(11/24/2020)
IAR
Georgia(4/26/2024)
RR
Hawaii(3/7/2022)
RR
Idaho(8/24/2020)
RR
Illinois(1/13/2021)
RR
Indiana(1/6/2021)
RR
Iowa(8/26/2021)
RR
Kansas(7/21/2020)
RR
Kentucky(11/30/2023)
RR
Louisiana(4/25/2022)
RR
Maryland(9/14/2022)
IAR
Maryland(6/25/2025)
RR
Massachusetts(11/30/2021)
RR
Michigan(6/17/2021)
RR
Minnesota(8/16/2022)
RR
Missouri(3/1/2019)
RR
Montana(6/22/2021)
RR
Nebraska(6/21/2021)
RR
Nevada(3/14/2019)
IAR
Nevada(8/30/2022)
RR
New Jersey(12/14/2020)
RR
New Mexico(1/20/2022)
RR
New York(11/23/2020)
RR
North Carolina(7/20/2021)
RR
North Dakota(4/26/2022)
RR
Ohio(10/7/2020)
RR
Oklahoma(1/24/2023)
RR
Oregon(7/18/2022)
RR
Pennsylvania(6/2/2021)
RR
Rhode Island(11/30/2023)
RR
South Carolina(10/4/2021)
RR
Tennessee(3/4/2019)
RR
Texas(8/3/2020)
IAR
Texas(12/6/2021)
RR
Utah(3/1/2019)
IAR
Utah(10/13/2021)
RR
Virginia(3/4/2021)
RR
Washington(10/3/2019)
RR
Wisconsin(7/28/2020)
RR
Wyoming(6/29/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BANGERTER FINANCIAL SERVICES, INC.
BANGERTER FINANCIAL AND INSURANCE SERVICES, INC. | BANGERTER FINANCIAL SERVICES, INC.
CRD#: 171939 / SEC#:
California
Registered Investment Advisory firm - (10/20/2014 Approved)Florida
Registered Investment Advisory firm - (11/16/2022 Approved)Georgia
Registered Investment Advisory firm - (4/26/2024 Approved)Louisiana
Registered Investment Advisory firm - (3/28/2024 Terminated)Maryland
Registered Investment Advisory firm - (6/25/2025 Approved)Nevada
Registered Investment Advisory firm - (8/30/2022 Approved)Texas
Registered Investment Advisory firm - (12/6/2021 Conditional Restricted)Utah
Registered Investment Advisory firm - (10/13/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1380 Lead Hill Blvd Suite 180, Roseville, CA 95661
Mailing Address
Phone number
(916) 965-1879
Established
Firm type
Fiscal year end
# of Employees
8
Regulatory assets under management
| Total Number of Accounts | 320 |
| AUM (Assets Under Management) | $ 68,785,486 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANGERTER FINANCIAL SERVICES, INC.
CRD#: 171939Roseville, CA 95661TRUST BUT VERIFY
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