Anne E. Hayward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anne Elizabeth Alger Hayward, who also goes by Anne Alger, Anne Elizabeth Alger Hayward Esq., Anne Hayward, was a registered financial professional .
Anne is a previously registered financial professional and started their career in finance in 1989. Anne had worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2011 - October 27, 2015
PLYMOUTH REAL ESTATE CAPITAL, LLC
June 11, 2004 - April 8, 2010
STEVEN L. FALK & ASSOCIATES INC.
June 8, 1993 - June 28, 1999
AMERICAN FINANCE GROUP SECURITIES CORP.
August 11, 1989 - April 12, 1993
MILK ST. INVESTMENT CORP.
State Registrations and Notice Filings
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Exams
Current Firm
PLYMOUTH REAL ESTATE CAPITAL, LLC
CRD#: 151910 / SEC#: , 8-68411
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
