JP
Jani R. Picard
ON INVESTMENT MANAGEMENT CO
Oshkosh, WI
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CRD#: 1686917
JP
Professional summary
Jani Rhae Picard, who also goes by Jani R Marcellis, Jani Rhae Marcellis, is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Oshkosh, Wisconsin and THE O.N. EQUITY SALES COMPANY located in Redgranite, Wisconsin.
Jani is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Jani has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jani R Marcellis | Jani Rhae Marcellis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FINANCIAL ARCHITECTS LLC; INVESTMENT RELATED; 2450 Witzel Avenue, Oshkosh, WI 54904; FINANCIAL PLANNING; OWNER; START DATE: 04/1996; 80 HOURS PER MONTH(80 HOURS DURING TRADING HOURS) SELLING LIFE INSURANCE, DISABILITY INSURANCE, FUNERAL TRUSTS. 2) Pearl Properties; investment related; W4681 N Pearl Lake Road Redgranite WI 54970; rental properties; Owner; 05/01/23; 1 hour/month( 1 hour during security trading hours); I am owner but husband manages the properties.
CRS (Client Relationship Summary) - RIA
Click below to view Jani Rhae Picard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2012 - Present
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
Oshkosh, WI
Current
September 1, 2000 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Redgranite, WI
Past
April 30, 2009 - June 18, 2013
WISCONSIN FINANCIAL ADVISORS, LLC
RIA
CRD#: 149220
OSHKOSH, WI
Past
May 2, 2008 - December 31, 2011
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
OSHKOSH, WI
Past
June 21, 1995 - September 1, 2000
STRATEGIC ASSETS INC.
BD
CRD#: 37590
MELVILLE, NY
Past
June 28, 1993 - April 28, 1995
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
November 5, 1988 - June 29, 1993
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
June 25, 1987 - November 26, 1988
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
MINOT, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(11/9/2012)
RR
Arizona(1/30/2024)
RR
California(2/16/2023)
RR
Colorado(11/26/2012)
IAR
Colorado(4/2/2013)
RR
Florida(1/8/2024)
IAR
Florida(2/1/2024)
RR
Idaho(11/26/2012)
RR
Illinois(1/13/2015)
IAR
Michigan(4/3/2013)
RR
Michigan(3/10/2016)
RR
North Carolina(6/26/2018)
RR
Ohio(6/21/2018)
IAR
Ohio(6/21/2018)
RR
Wisconsin(9/1/2000)
IAR
Wisconsin(10/5/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
