Matthew C. Bade

ALLSTATE FINANCIAL ADVISORS

White Lake, MI 48386-2033

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CRD#: 1686261

Professional summary

Matthew Clinton Bade is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in White Lake, Michigan and ALLSTATE FINANCIAL SERVICES, LLC located in White Lake, Michigan.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Matthew has worked at 17 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 03/21/2017 - Community Financial Investment & Insurance - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Clinton Bade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2023 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 9145 Highland Rd, White Lake, MI 48386-2033

RIA

CRD#: 109524

White Lake, MI

Current

July 12, 2023 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 9145 Highland Rd, White Lake, MI 48386-2033

CRD#: 18272

White Lake, MI

Past

March 24, 2017 - November 18, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

LIVONIA, MI

Past

March 22, 2017 - November 18, 2022

LPL FINANCIAL LLC

CRD#: 6413

LIVONIA, MI

Past

January 24, 2017 - February 8, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

TROY, MI

Past

April 7, 2010 - January 3, 2017

KALOS MANAGEMENT

RIA

CRD#: 133025

Livonia, MI

Past

April 6, 2010 - January 3, 2017

KALOS CAPITAL, INC.

CRD#: 44337

LIVONIA, MI

Past

April 27, 2006 - March 30, 2010

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

NOVI, MI

Past

April 4, 2005 - March 30, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NOVI, MI

Past

June 24, 2003 - April 1, 2005

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

May 9, 2003 - May 28, 2003

LASALLE FINANCIAL SERVICES, INC.

CRD#: 20373

CHICAGO, IL

Past

May 23, 2001 - September 27, 2002

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 16, 1998 - June 20, 2001

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

May 11, 1998 - September 25, 1999

RONEY & CO.

CRD#: 45091

DETROIT, MI

Past

September 13, 1996 - May 11, 1998

RONEY & CO. L.L.C.

CRD#: 900

DETROIT, MI

Past

September 1, 1994 - October 7, 1996

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

November 25, 1988 - September 1, 1994

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

May 17, 1988 - January 26, 1989

OBERWEIS SECURITIES, INC.

CRD#: 7739

Past

December 22, 1987 - February 27, 1988

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(5/21/2025)

Michigan
(7/14/2023)

IAR

Michigan
(7/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/19/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew C. Bade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Clinton Bade's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PRUCO SECURITIES, LLC.

KALOS MANAGEMENT

KALOS CAPITAL, INC.

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

QUESTAR CAPITAL CORPORATION

LASALLE FINANCIAL SERVICES, INC.

OPPENHEIMER & CO. INC.

RAYMOND JAMES & ASSOCIATES, INC.

RONEY & CO.

RONEY & CO. L.L.C.

PRINCIPAL FINANCIAL SECURITIES,INC.

HAMILTON INVESTMENTS, INC.

OBERWEIS SECURITIES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2003

Series 63

Date: 1/18/1988

SIE

Date: 10/1/2018

Series 7

Date: 12/19/1987

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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