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MI

Michael Iannaccone

OBERON SECURITIES
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 1686182
MI
Michael IannacconeOBERON SECURITIES

Professional summary

Michael Iannaccone is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Iannaccone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2026 - Present

OBERON SECURITIES, LLC

Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022
BD
CRD#: 132598
NEW YORK, NY
Past

December 21, 2023 - May 20, 2026

STONEHAVEN, LLC

BD
CRD#: 118913
NEW YORK, NY
Past

January 8, 2021 - December 31, 2023

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

August 22, 2017 - December 22, 2020

PLEXUS FINANCIAL SERVICES, LLC

BD
CRD#: 153132
DEER PARK, IL
Past

July 18, 2016 - July 20, 2017

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

November 24, 2009 - December 4, 2015

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

August 4, 2006 - January 27, 2009

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL
Past

May 10, 2000 - July 5, 2006

HOWE BARNES HOEFER & ARNETT, INC.

BD
CRD#: 2240
CHICAGO, IL
Past

November 17, 1999 - February 4, 2000

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC

BD
CRD#: 10485
NEW YORK, NY
Past

July 29, 1996 - June 11, 1998

KEEFE, BRUYETTE & WOODS, INC.

BD
CRD#: 481
NEW YORK, NY
Past

February 12, 1996 - February 29, 1996

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
ARLINGTON, VA
Past

June 23, 1987 - December 13, 1994

ADAMS, COHEN SECURITIES INC.

BD
CRD#: 15756

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(7/24/2026)
RR
New York
(7/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/2/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/5/1991
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OBERON SECURITIES, LLC
OBERON SECURITIES, LLC

CRD#: 132598 / SEC#: , 8-66607

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
445 Park Avenue, Suite 4b, New York, NY 10022
Mailing Address
445 Park Avenue, Suite 4b, New York, NY 10022
Phone number
(212) 386-7080
Established
New York since 04/11/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
OBERON MANAGEMENT, LLCMEMBER
BRESLAWSKY, ADAM SCOTTMANAGER2522542
EPSTEIN, ELADFINOP, MANAGER, ACO2731183
SCHMIDT, NICOLE ALEXANDRACCO, MANAGER2686117

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OBERON SECURITIES, LLC

CRD#: 132598New York, NY 10022

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