Michael Anthony Harris
Professional Summary
Michael Anthony Harris, who also goes by Michael Harris, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1990 - 2020. Michael had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Harris
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
Past
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Current Firm
FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION | FINANCIAL NORTHEASTERN SECURITIES, LLC
Contact Information
Main Address
100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004Mailing Address
100 Passaic Avenue 100, Fairfield, NJ 07004Phone Number
(973) 882-9337Established
New Jersey since 02/25/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
42FINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INCAPITAL HOLDINGS LLC | MEMBER: VOTING | — |
| KISS, SANDRALIN JOSEPHINE | EXEC VP, COO, FINOP, CCO | 1093671 |
| MILLAHN, FLORENCE A | DIRECTOR OF OPERATIONS, ROSFP | 2786661 |
| MILSTEIN, BARRY MITCHELL | EVP | 1632450 |
| MITCHELL, SCOTT ALEXANDER | CEO | 4717597 |
| ZAGE, JEFFREY P | MANAGING DIRECTOR | 1286688 |
| ZAGE, STEVEN MARTIN | MANAGING DIRECTOR | 1314965 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1987About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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