EF
Eric C. Furstner
FOUNTAINHEAD ADVISORS
Danville, CA
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CRD#: 1686039
EF
Professional summary
Eric Christopher Furstner, CFP® is a registered financial advisor currently at FOUNTAINHEAD ADVISORS located in Danville, California.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Eric has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)NAME: THE FURSTNER GROUP, INC INV REL: Y ADD:3003 OAK ROAD SUITE 395, WALNUST CREEK CA 94513 NATURE: IND LIFE INS, HEALTH INS, GRP HEALTH INS POSITION: AGENT START DATE: 1/1/97 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 (2)ERIC FURSTNER INV REL:Y ADD: 1518C OYSTER CATCHER POINT, NAPLES FL NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 7/2006 NO HRS/MO:1 NO HRS/MO DUR TRADING: 1 (3) NAME: ERIC FURSTNER INV REL: Y ADD: 8407 DORIS COURT GILROY CA 95020-4214 NATURE: TRUSTEE POSITION: TRUSTEE FOR INSURANCE TRUST START DATE: 2001 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2 (4) THE FURSTNER GROUP INV REL: Y ADD: 3003 OAK ROAD WALNUT CREEK 94597 NATURE: FINANCIAL PLANNING POSITION: PRINCIPAL START DATE: 2004 NO HRS/MO: 20 NO HRS/MO DUR TRADING:20
CRS (Client Relationship Summary) - RIA
Click below to view Eric Christopher Furstner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 7, 2018 - Present
FOUNTAINHEAD ADVISORS
RIA
CRD#: 156185
Danville, CA
Past
August 24, 2000 - October 8, 2018
THE FURSTNER GROUP, INC.
RIA
CRD#: 128371
Walnut Creek, CA
Past
July 9, 1999 - September 11, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
WALNUT CREEK, CA
Past
July 1, 1999 - September 11, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
WALNUT CREEK, CA
Past
June 7, 1999 - June 29, 1999
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Past
January 2, 1998 - June 7, 1999
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
June 9, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
June 19, 1987 - June 4, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/7/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FA
FOUNTAINHEAD ADVISORS
ABRAHAMSENROCK, LLC | ROCK, MARC B. | FOUNTAINHEAD PRIVATE WEALTH | FOUNTAINHEAD CAPITAL, LLC | FOUNTAINHEAD CAPITAL MANAGEMENT, LLC | FOUNTAINHEAD ADVISORS | EPIC ADVISORY PARTNERS
CRD#: 156185 / SEC#: 801-79472
RIA
Registered Investment Advisory firm - (4/4/2014 Approved)Florida
Registered Investment Advisory firm - (4/9/2014 Terminated)New York
Registered Investment Advisory firm - (4/9/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Independence Blvd Suite 120, Warren, NJ 07059
Mailing Address
Phone number
(732) 346-1900
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,733 |
| AUM (Assets Under Management) | $ 1,019,956,144 |
Red Flags
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