Leslie S. Seinfeld
Professional summary
Leslie Sue Seinfeld is a registered financial professional currently at N.B. ZOULLAS SECURITIES, INC. located in New York, New York.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 1987. Leslie has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leslie Sue Seinfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 1992 - Present
N.B. ZOULLAS SECURITIES, INC.
Office #1: One Penn Plaza Suite 2005 20th Floor, New York, NY, 10119Office #2: One Penn Plaza Suite 2005, New York, NY 10119June 23, 1987 - February 25, 1992
LIME TRADING CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2016)
(4/4/2016)
(5/6/2016)
(4/4/2016)
(5/6/2016)
(5/6/2016)
(7/5/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
N.B. ZOULLAS SECURITIES, INC.
CRD#: 29419 / SEC#: , 8-44285
Contact information
FINRA licenses (8 States and Territories)
Red Flags
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