DZ
Debbie S. Zoldan
SEAPORT SECURITIES
NEW YORK, NY 10004
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CRD#: 1685816
DZ
Professional summary
Debbie Sue Zoldan is a registered financial professional currently at SEAPORT SECURITIES CORP. located in New York, New York.
Debbie is registered as a RR (Registered Representative) and started their career in finance in 1987. Debbie has worked at 2 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10, Series 14, Series 8 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Debbie Sue Zoldan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 1992 - Present
SEAPORT SECURITIES CORP.
Office #1: 60 Broad Street, New York, NY 10004Office #2: 60 Broad Street #3101, New York, NY 10004BD
CRD#: 8330
NEW YORK, NY
Past
February 27, 1991 - October 2, 1991
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Past
September 29, 1987 - February 21, 1991
SEAPORT SECURITIES CORP.
BD
CRD#: 8330
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/14/1999)
RR
Arizona(12/24/1996)
RR
Arkansas(5/21/1997)
RR
California(5/21/1997)
RR
Colorado(10/20/1998)
RR
Connecticut(5/21/1997)
RR
Delaware(5/21/1997)
RR
District of Columbia(5/23/1997)
RR
Florida(5/22/1997)
RR
Georgia(5/21/1997)
RR
Idaho(5/21/1997)
RR
Illinois(5/21/1997)
RR
Indiana(5/21/1997)
RR
Kansas(7/25/2007)
RR
Kentucky(1/19/1999)
RR
Maine(5/29/1997)
RR
Maryland(5/21/1997)
RR
Massachusetts(5/21/1997)
RR
Michigan(5/22/1997)
RR
Minnesota(5/22/1997)
RR
Mississippi(10/22/1999)
RR
Missouri(8/20/2007)
RR
Montana(1/31/1997)
RR
Nebraska(5/21/1997)
RR
Nevada(5/21/1997)
RR
New Hampshire(5/21/1997)
RR
New Jersey(5/21/1997)
RR
New Mexico(5/21/1997)
RR
New York(1/22/1992)
RR
North Carolina(5/22/1997)
RR
Ohio(5/22/1997)
RR
Oregon(10/15/1999)
RR
Pennsylvania(5/21/1997)
RR
Rhode Island(5/22/1997)
RR
South Carolina(5/22/1997)
RR
Texas(10/20/1998)
RR
Utah(7/19/1999)
RR
Virginia(5/21/1997)
RR
West Virginia(10/13/1999)
RR
Wisconsin(5/21/1997)
RR
Wyoming(10/23/1998)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/3/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 7/7/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
SS
SEAPORT SECURITIES CORP.
SEAPORT SECURITIES CORP.
CRD#: 8330 / SEC#: , 8-24971
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
60 Broad Street, New York, NY 10004
Mailing Address
60 Broad Street, New York, NY 10004
Phone number
(212) 482-8689
Established
New York since 03/06/1980
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEISBERG, THEODORE PAUL | PRESIDENT | 1485848 |
| WEISBERG, THEODORE PAUL | CFO/PFO | |
| ZOLDAN, DEBBIE SUE | CHIEF COMPLIANCE OFFICER AND POO |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
