Henry N. Mulvihill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Norbert Mulvihill JR, CFP®, who also goes by Hank Mulvihill, Henry Norbert Mulvihill Jr, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1987. Henry had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1998
Experience
May 4, 2017 - July 30, 2025
SMITH ANGLIN FINANCIAL, LLC
March 30, 2010 - August 4, 2011
STRATEGIC INVESTING FUNDS, LLC
March 19, 2010 - November 30, 2017
MULVIHILL ASSET MANAGEMENT, LLC
December 22, 2009 - November 30, 2010
PROSPERA FINANCIAL SERVICES, INC.
February 16, 2006 - November 9, 2007
CG CAPITAL MARKETS, LLC
February 13, 2003 - December 22, 2009
PROSPERA FINANCIAL SERVICES, INC.
April 15, 1996 - December 16, 2009
PROSPERA FINANCIAL SERVICES, INC.
December 9, 1994 - January 11, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 11, 1993 - December 15, 1994
ALEX. BROWN & SONS INCORPORATED
June 1, 1990 - November 30, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 21, 1987 - November 30, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH ANGLIN FINANCIAL, LLC
CRD#: 144386 / SEC#: 801-68157
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,824 |
| AUM (Assets Under Management) | $ 2,011,723,719 |
Red Flags
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