Lawrence E. Heller

HELLER WEALTH MANAGEMENT

Melville, NY 11747

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CRD#: 1684612

Professional summary

Lawrence Eliot Heller, CFP®, who also goes by Lawrence Heller, is a registered financial advisor currently at HELLER WEALTH MANAGEMENT located in Melville, New York.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Lawrence has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lawrence Heller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT/OWNER OF L&B AGENCY, AN INSURANCE BROKER AND LIFE INSURANCE AGENCY LOCATED AT 445 BROADHOLLOW ROAD, SUITE 230, MELVILLE, NY 11747. INVESTMENT RELATED. START DATE: 4/2003. HOURS/MO.= 0, HOURS/DURING TRADING = 0. TRAIL COMMISSIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Eliot Heller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

October 19, 2021 - Present

HELLER WEALTH MANAGEMENT

Office #1: 225 Broadhollow Road Suite 215, Melville, NY 11747

RIA

CRD#: 124261

Melville, NY

Past

April 28, 2003 - November 21, 2013

FIRST CAPITAL EQUITIES,LTD.

CRD#: 14428

GREAT NECK, NY

Past

May 13, 1996 - January 27, 2003

NATHAN & LEWIS SECURITIES, INC.

RIA

CRD#: 8503

MELVILLE, NY

Past

May 13, 1996 - April 25, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

December 6, 1993 - May 14, 1996

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

January 1, 1992 - May 20, 1996

NORTH RIDGE SECURITIES CORP.

CRD#: 27098

MELVILLE, NY

Past

October 20, 1988 - January 8, 1992

USLIFE EQUITY SALES CORP.

CRD#: 7962

NEW YORK, NY

Past

April 6, 1988 - October 20, 1988

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

September 4, 1987 - March 9, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HELLER WEALTH MANAGEMENT

HELLER WEALTH MANAGEMENT | TOTAL MANAGEMENT GROUP, INC. | TOTAL MANAGEMENT GROUP INC. DBA LARRY HELLER & ASSOCIATES | LARRY HELLER & ASSOCIATES, INC. | LARRY HELLER & ASSOCIATES

CRD#: 124261 / SEC#: 801-61749

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/19/2021)

IAR

Texas
(4/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

Current Firm

HELLER WEALTH MANAGEMENT

HELLER WEALTH MANAGEMENT | TOTAL MANAGEMENT GROUP, INC. | TOTAL MANAGEMENT GROUP INC. DBA LARRY HELLER & ASSOCIATES | LARRY HELLER & ASSOCIATES, INC. | LARRY HELLER & ASSOCIATES

CRD#: 124261 / SEC#: 801-61749

RIA

Registered Investment Advisory firm - (1/17/2003 Approved)

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Contact information

Main Address

225 Broadhollow Road Suite 215, Melville, NY 11747

Mailing Address

Phone number

(631) 248-3600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/1/2025)

Regulatory assets under management

Total Number of Accounts	742
AUM (Assets Under Management)	$ 445,853,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Lawrence E. Heller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Eliot Heller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST CAPITAL EQUITIES,LTD.

NATHAN & LEWIS SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

NORTH RIDGE SECURITIES CORP.

USLIFE EQUITY SALES CORP.

WS GRIFFITH SECURITIES, INC.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

HELLER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1999

Series 63

Date: 8/26/1987

Series 7

Date: 8/15/1987

Current Firm

HELLER WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HELLER WEALTH MANAGEMENT

TRUST BUT VERIFY

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