RE
Russell J. Engstrom
CETERA INVESTMENT ADVISERS LLC
SAINT PAUL, MN 55126
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CRD#: 1684013
RE
Professional summary
Russell John Engstrom is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in Woodbury, Minnesota.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Russell has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ON TRAC FINANCIAL, DBA SLA, (12/20/01); 2. SELL LIFE/HEALTH, THROUGH VARIOUS CARRIERS OUTSIDE BD:, LIFE INC/BANNER, GREAT AMERICAN, NORTH AMERICAN, HEALTH/PREFERRED ONE/FORTIS/BLUE CROSS; 3. NAME OF OTHER BUSINESS: FREE BIKES FOR KIDS, MN INVESTMENT RELATED: NO ADDRESS: P.O. BOX 46385, PLYMOUTH, MN 55446, NATURE OF BUSINESS: NON PROFIT, GIVES BIKES TO THE NEEDY START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 0, POSITION/TITLE/RELATIONSHIP: QUALITY CONTROL TRAINER AND SUPERVISOR;
CRS (Client Relationship Summary) - RIA
Click below to view Russell John Engstrom's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3264 Rice St, Saint Paul, MN 55126RIA
CRD#: 105644
SAINT PAUL, MN
Current
July 29, 1996 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 3264 Rice St, Saint Paul, MN 55126BD
CRD#: 13572
WOODBURY, MN
Past
January 8, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST. PAUL, MN
Past
January 1, 1995 - July 23, 1996
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
January 6, 1992 - December 8, 1994
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
July 23, 1987 - October 30, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2010)
RR
California(9/9/1996)
RR
Colorado(8/4/2025)
RR
Florida(1/2/2013)
RR
Iowa(10/10/2000)
RR
Minnesota(7/29/1996)
IAR
Minnesota(6/29/2023)
RR
Missouri(2/24/2016)
RR
North Dakota(1/3/2017)
RR
Oregon(9/25/2018)
RR
Texas(1/6/2020)
IAR
Texas(6/29/2023)
RR
Wisconsin(9/11/1996)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
