David C. Lucterhand

MARKETGRADER CAPITAL

CORAL GABLES, FL 33134

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CRD#: 1683798

Professional summary

David Charles Michael Lucterhand, who also goes by David Charles Michael Luterhanmd, is a registered financial advisor currently at MARKETGRADER CAPITAL, LLC located in Coral Gables, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. David has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Charles Michael Luterhanmd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Registrations with other firms as noted on CRD Employment History Section.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Michael Lucterhand's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2014 - Present

MARKETGRADER CAPITAL, LLC

Office #1: 2701 Ponce De Leon Suite 202, Coral Gables, FL 33134

RIA

CRD#: 173080

CORAL GABLES, FL

Past

February 12, 2015 - March 31, 2017

SANCTUARY SECURITIES, INC.

CRD#: 205

INDIANAPOLIS, IN

Past

June 24, 2013 - December 31, 2014

AKROS CAPITAL, LLC

RIA

CRD#: 132832

MIAMI, FL

Past

September 23, 1997 - July 6, 1998

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

Past

August 30, 1995 - February 6, 1996

SIERRA SECURITIES, INC.

CRD#: 17599

Past

July 20, 1993 - October 8, 1993

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Past

July 25, 1990 - March 4, 1993

LL CHANDOS & CO

CRD#: 25592

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/27/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/23/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2015

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/21/1996

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 5/1/1990

General Securities Principal Examination

Current Firm

MARKETGRADER CAPITAL, LLC

CRD#: 173080 / SEC#: 801-80412

RIA

Registered Investment Advisory firm - (4/20/2016 Terminated)

Florida

Registered Investment Advisory firm - (4/6/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2701 Ponce De Leon Suite 202, Coral Gables, FL 33134

Mailing Address

Phone number

(786) 472-9017

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David C. Lucterhand

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Michael Lucterhand's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY SECURITIES, INC.

AKROS CAPITAL, LLC

R. D. KUSHNIR & CO.

SIERRA SECURITIES, INC.

SANFORD C. BERNSTEIN & CO., INC.

LL CHANDOS & CO

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/2015

Series 65

Date: 3/23/2011

SIE

Date: 3/31/2017

Series 7

Date: 2/12/2015

Series 3

Date: 3/21/1996

Series 24

Date: 5/1/1990

Current Firm

MARKETGRADER CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

MARKETGRADER CAPITAL, LLC

TRUST BUT VERIFY

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