Irvin H. Rosenfeld
Professional summary
Irvin Henry Rosenfeld is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.
Irvin is registered as a RR (Registered Representative) and started their career in finance in 1987. Irvin has worked at 13 firms and has passed the Series 63, Series 17, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Irvin Henry Rosenfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2003 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432January 3, 2002 - November 18, 2003
WINDSOR STREET CAPITAL, LP
November 20, 2001 - January 9, 2002
SANDS BROTHERS & CO., LTD.
August 31, 2001 - November 26, 2001
BLUESTONE CAPITAL CORP.
November 10, 2000 - August 31, 2001
SSI SECURITIES CORP.
February 1, 1991 - January 3, 2001
GKN SECURITIES CORP.
May 31, 1990 - December 20, 1990
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 17, 1990 - June 21, 1990
INVESTMENTS BY PLANNERS, INC.
January 4, 1990 - May 24, 1990
THE INVESTMENT CENTER, INC.
May 17, 1989 - January 3, 1990
SACCO SECURITIES CORPORATION
March 3, 1989 - May 19, 1989
GLOBAL CAPITAL SECURITIES, INC.
November 20, 1987 - March 6, 1989
J. T. MORAN & CO., INC.
June 24, 1987 - November 25, 1987
RLR SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2025)
(11/17/2003)
(2/24/2025)
(2/24/2025)
(2/25/2025)
(2/23/2025)
(2/25/2025)
(2/24/2025)
(2/24/2025)
(2/21/2025)
(2/21/2025)
(2/21/2025)
Exams
Series 17
Date: 1/2/2023
Limited Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065Boca Raton, FL 33432TRUST BUT VERIFY
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