Julie S. Ting
Professional summary
Julie Sheau Lin Ting, who also goes by Julie S Ting, Sheau Lin Ting, is a registered financial professional currently at J.K. FINANCIAL SERVICES, INC. located in Norco, California.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1987. Julie has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julie Sheau Lin Ting's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2012 - Present
J.K. FINANCIAL SERVICES, INC.
Office #1: 149 Cross Rail Lane Ste. 102, Norco, CA 92860February 12, 2008 - October 12, 2010
J.K. FINANCIAL SERVICES, INC.
August 27, 1997 - December 7, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 26, 1987 - April 21, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 26, 1987 - April 21, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2012)
Exams
FINRA
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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