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Mary Jane Dixon

CFP®
CETERA PLANNING PARTNERS
HOUSTON, TX
·CRD# 1682992·39 years experience

Professional Summary

Mary Jane Dixon, CFP® is a registered financial advisor currently at CETERA PLANNING PARTNERS located in Houston, Texas and CETERA WEALTH SERVICES, LLC located in Houston, Texas. Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mary has worked at 5 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1989

Years of Experience

39 years in the financial services industry

Current & Past Employments

CETERA PLANNING PARTNERS·CRD# 129625
RIA
16830 Royal Crest, Houston, TX 77058
September 30, 2026 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
16830 Royal Crest, Houston, TX 77058
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Houston, TX
September 5, 2025 - October 9, 2026
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Houston, TX
September 15, 1993 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Houston, TX
June 27, 1987 - September 5, 2025

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Current Firm

CP
CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - SEC (1/16/2004 Approved)

Contact Information

Main Address

11460 Tomahawk Creek Pkwy Suite 400, Leawood, KS 66211

Phone Number

(913) 498-8898

# of Employees

78

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CETERA PLANNING PARTNERS ADV PART 2A SEPT 2026 (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,107

AUM (Assets Under Management)

$4,164,758,846

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
08/19/2026Cover PageReport
11/24/2025Cover PageReport
08/08/2024Cover PageReport
11/27/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MJD Office Management LLC 16830 Royal Crest Dr~Houston~TX~77058~Rental Property Owner/Management~Owner/Sole Proprietor~4/22/2003~1hrs~0hrs~This is my office 2) MJ Dixon Financial Services LLC 16830 Royal Crest Drive~Houston~TX~77058~Tax Preparation/Accounting~Owner/Sole Proprietor~7/1/2011~2hrs~0hrs~Tax Preparation/Accounting 3) Nikken 16830 Royal Crest Dr~Houston~TX~77058~Multi-level/Network Marketing (Amway, etc.)~Multi-level/Network Marketing~12/10/2009~2hrs~0hrs~give information, order product for customers 4) Dixon Financial Services 16830 Royal Crest Dr~Houston~TX~77058~Tax Preparation/Accounting~Owner/Sole Proprietor~12/10/2009~200hrs~100hrs~Tax Preparation/Accounting 5) Royal Crest Offices Royal Crest Dr.~Houston~TX~77058~Professional Services - Business/Individual~Owner/Sole Proprietor~1/1/2008~2hrs~0hrs~Meet occasionally and review fine stmts. Prepared by property manger. 6) INTEGRATED TAX AND WEALTH STRATEGIES POSITION: registered representative NATURE: This is the marketing name for financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/05/2023 ADDRESS: 2707 W Baker Rd, Baytown TX 77521 DESCRIPTION: Director of Wealth Management & Planning for the firm. This will include client meetings, strategic relationship management, firm leadership and management, integration of tax planning and portfolio management. 7)ASSOCIATION OF BUSINESS 7 PROFESSIONAL WOMEN POSITION: treasurer NATURE: Social and business support of members who are women business owners in our area. We have a general meeting at breakfast once a month and several evening social meetings throughout the year. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2025 ADDRESS: PO Box 58411, Webster TX 77598-8411, United States DESCRIPTION: Collect dues once per year and any funds for special events throughout the year. Make deposits and write checks for bills of organization. Give a monthly report to the board of directors once a month and to the general membership 3 times each year.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CETERA PLANNING PARTNERS

CETERA PLANNING PARTNERS | THE RETIREMENT PLANNING GROUP, LLC | THE RETIREMENT PLANNING GROUP, INC.

CRD#: 129625 / SEC#: 801-62655
RIA
Registered Investment Advisory firm - SEC (1/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(9/5/2025)
IAR
Texas
(9/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Dec 1989

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 1987About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1987About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Mary Jane Dixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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MD
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