Mark G. Hendrix
CETERA INVESTMENT ADVISERS LLC
OLEAN, NY 14760
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CRD#: 1682134
Professional summary
Mark George Hendrix, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Olean, New York and CETERA WEALTH SERVICES, LLC located in Olean, New York.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY, FOR 35HRS/WK & 3HRS EVENING & WKENDS, SINCE 1987; (2) OWNER/PRODUCER BOTH, BRANCH & HENDRIX, INC, HOLCOMB AGENCY, INC, BUDGET AUTO HOME OF NY, INC, TYPE OF BUSINESS: PROPERTY & CASUALTY INSURANCE, RECEIVE COMPENSATION FOR P&C BUSINESS, ALSO COMPENSATION FROM THIRD PARTIES FOR GROUP HEALTH INSURANCE PRODUCTS, FOR 5HRS/WK & 1HR EVENING & WKENDS, SINCE 1987; (3) TAX PREPARER, TAX PREP FOR LOCAL H&R BLOCK FRANCHISEE, 10 SECURITIES TRADING HOURS WEEKLY, 10 NON SECURITIES TRADING HOURS WEEKLY, START DATE 12/2011; (4) CLASSROOM INSTRUCTOR AT JAMESTOWN COMMUNITY COLLEGE, FOR UNDERGRAD CLASS ON MACROECONOMICS, 3 SECURITIES TRADING HOURS WEEKLY, 3 NON SECURIITES TRADING HOURS WEEKLY, START DATE 1/2013; (5) TRUNORTH FINANCIAL ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES, START 09/15/2014, 60HRS/WK (32.5 TRADING HOURS), CEO, COO, CFO, SOLE SHAREHOLDER & ONLY EMPLOYEE; (6) NAME OF OTHER BUSINESS: H & R BLOCK FRANCHISE, FOX FINANCIAL INVESTMENT RELATED: NO ADDRESS: 487 N. UNION ST. OLEAN, NY 14760 NATURE OF BUSINESS: TAX PREP & FILING START DATE: 01/09/2016 POSITION/TITLE/RELATIONSHIP: TAX PREP APX NUMBER OF HOURS PER WEEK: 8 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PREPARE AND FILE TAX RETURNS (7) NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF PORTVILLE, NY INVESTMENT RELATED: NO ADDRESS: 19 N MAIN ST PORTVILLE, NY 14770 NATURE OF BUSINESS: RELIGIOUS CHURCH START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD MEMBER DUTIES ; (8) NAME OF OTHER BUSINESS: SENIOR PERKS PLUS LLC ; INVESTMENT RELATED: NO ; ADDRESS: 128 SOUTH UNION ST, OLEAN NY 14760 ; NATURE OF BUSINESS: INSURANCE START DATE: 01/2022 ; POSITION/TITLE/RELATIONSHIP: SHAREHOLDER / PRODUCER ; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 15 ; BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE OF PRODUCTS TO CLIENTS: (9)NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF PORTVILLE, INVESTMENT RELATED: NO, ADDRESS: 19 N MAIN ST, PORTVILLE, NY, 14770, NATURE OF BUSINESS: CHURCH, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: HEAD GROUNDS KEEPER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: MAINTAIN EQUIPMENT USED IN UPKEEP OF CHURCH PROPERTY, MOWING, RAKE LEAVES;; (10)NAME OF OTHER BUSINESS: FIRST PRESBYTERIAN CHURCH OF PORTVILLE, INVESTMENT RELATED: NO, ADDRESS: 19 N MAIN ST, PORTVILLE, NY, 14770, NATURE OF BUSINESS: CHURCH, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: CHAIR OF FINANCE COMMITTEE, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REVIEW INVESTMENT REPORTS; BE PART OF GROUP DECISIONS ON SELLING INVESTMENTS TO FUND CHURCHES OPERATIONAL NEEDS;
CRS (Client Relationship Summary) - RIA
Click below to view Mark George Hendrix's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 487 N Union St, Olean, NY 14760RIA
CRD#: 105644
OLEAN, NY
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 128 S Union St, Olean, NY 14760BD
CRD#: 13572
Olean, NY
Past
March 31, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 18, 1999 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
OLEAN, NY
Past
August 2, 1989 - February 22, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
December 16, 1987 - February 14, 1990
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(11/9/2022)
RR
Delaware(9/3/2013)
RR
District of Columbia(7/25/2025)
RR
Florida(9/3/2013)
RR
New York(9/3/2013)
IAR
New York(6/29/2023)
RR
North Carolina(1/5/2017)
RR
Ohio(8/27/2014)
RR
Oregon(8/14/2024)
RR
Pennsylvania(9/3/2013)
RR
South Carolina(8/3/2018)
RR
Tennessee(2/6/2019)
RR
Texas(2/6/2019)
IAR
Texas(6/29/2023)
RR
Virginia(2/27/2020)
RR
Washington(2/10/2016)
RR
Wyoming(4/1/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
