Larry C. Barton
Professional summary
Larry Conway Barton is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Larry is registered as a RR (Registered Representative) and started their career in finance in 1987. Larry has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Larry Conway Barton's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 2, 2017 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 1, 2004 - February 3, 2017
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
September 21, 1987 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2021)
(2/2/2017)
(2/2/2017)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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