Eugene F. Williams
Professional summary
Eugene Francis Williams, who also goes by Gino Williams, is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1987. Eugene has worked at 6 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eugene Francis Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2019 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004January 15, 2015 - December 9, 2015
DINOSAUR FINANCIAL GROUP, L.L.C
March 16, 2010 - April 25, 2013
TULLETT PREBON FINANCIAL SERVICES LLC
August 18, 2009 - March 16, 2010
BGC FINANCIAL, L.P.
August 25, 2008 - September 15, 2009
TULLETT PREBON FINANCIAL SERVICES LLC
September 22, 1999 - October 9, 2008
TULLETT LIBERTY BROKERAGE INC.
September 10, 1998 - October 4, 1999
TULLETT & TOKYO SECURITIES, INC.
February 2, 1989 - August 27, 1998
TULLETT LIBERTY BROKERAGE INC.
July 25, 1987 - February 28, 1989
FUNDAMENTAL BROKERS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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