GC
Gary L. Corderman
FARTHER
Sherman Oaks, CA
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CRD#: 1680259
GC
Professional summary
Gary Lee Corderman, AIF® is a registered financial advisor currently at FARTHER located in Sherman Oaks, California.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Gary has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. I AM CURRENTLY AN EMPLOYEE OF UNITED CAPITAL FINANCIAL ADVISERS, LLC ("UCFA") and notice filed as an investment adviser representative. UCFA IS A REGISTERED INVESTMENT ADVISER REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION AND NOTICE FILED IN ALL 50 STATES. UCFA PROVIDES investment advisory services to its clients, including discretionary investment management and financial guidance (SEE UCFA'S Form ADV FOR DETAILS). UCFA has several marketing names and is also known as: UCFA, LLC, United Capital, United Capital Financial Life Management, United Capital Private Wealth Counseling & United Capital Retirement Advisers. Individual office locations may market themselves using any combination of the names listed above as well as a name that includes their office location or their previous firm name with the tagline: A Division of United Capital. 2. Wharton Capital, LLC, a venture holding company. I assist with administrative type work for the LLC, consisting of no more than 5 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Lee Corderman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 25, 2023 - Present
FARTHER
RIA
CRD#: 302050
Sherman Oaks, CA
Past
May 17, 2017 - October 27, 2023
UNITED CAPITAL FINANCIAL ADVISORS
RIA
CRD#: 134600
NEWPORT BEACH, CA
Past
June 11, 2002 - May 17, 2017
HALBERT HARGROVE
RIA
CRD#: 105515
LONG BEACH, CA
Past
November 20, 1998 - December 31, 2010
HALBERT, HARGROVE & CO.
BD
CRD#: 2112
LONG BEACH, CA
Past
June 11, 1997 - June 29, 1998
LORD ABBETT DISTRIBUTOR LLC
BD
CRD#: 530
JERSEY CITY, NJ
Past
March 25, 1992 - October 20, 1994
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
June 3, 1987 - February 25, 1992
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
Registered Investment Advisory firm - (7/19/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FA
FARTHER
FARTHER | SIGNALPOINT ASSET MANAGEMENT | PLEASANT STREET WEALTH | ONESOURCE WEALTH MANAGEMENT POWERED BY FARTHER | MASSO TORRENCE WEALTH MANAGEMENT INC. | GUILD INVESTMENT MANAGEMENT | FARTHER FINANCE ADVISORS, LLC
CRD#: 302050 / SEC#: 801-116721
RIA
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Contact information
Main Address
345 California Street Suite 600, San Francisco, CA 94104
Mailing Address
Phone number
(628) 246-8004
Established
Firm type
Fiscal year end
# of Employees
275
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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