Bradley D. Sasser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley David Sasser was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1987. Bradley had worked at 3 firms and has passed the Series 65, Series 63, Series 2, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2014 - September 25, 2021
SASSER INVESTMENT MANAGEMENT, INC.
June 21, 2001 - December 31, 2013
SASSER INVESTMENT MANAGEMENT, INC.
August 2, 1989 - January 10, 1991
CHARLES SCHWAB & CO., INC.
July 21, 1987 - July 15, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
SASSER INVESTMENT MANAGEMENT, INC.
CRD#: 110886 / SEC#: 801-121873
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 10/14/1994
Non-Member General Securities ExaminationCurrent Firm
SASSER INVESTMENT MANAGEMENT, INC.
CRD#: 110886 / SEC#: 801-121873
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 110,545,979 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
