Stephen J. Callahan

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Ridgewood, NJ

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CRD#: 1678881

Professional summary

Stephen Joseph Callahan is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Ridgewood, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Stephen has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Knights of Columbus Insurance - The largest Catholic Life Insurance Company. kofc.org. Title: Insurance Agent Start: 01/2018 Highlander Capital - Sales Start: 01/2009

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Callahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

RIA

CRD#: 174129

Ridgewood, NJ

Past

July 24, 2024 - August 7, 2024

CARNEGIE LAKE ADVISORS LLC

RIA

CRD#: 330024

PRINCETON, NJ

Past

January 18, 2024 - July 17, 2024

HIGHLANDER CAPITAL MANAGEMENT LLC

RIA

CRD#: 106667

Ridgewood, NJ

Past

January 2, 2009 - September 25, 2023

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

June 11, 2002 - January 5, 2009

WHITE MOUNTAIN CAPITAL, LLC

CRD#: 104123

BAY HARBOR ISLANDS, FL

Past

April 29, 2002 - June 27, 2002

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

August 4, 2000 - May 13, 2002

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

February 12, 1991 - August 8, 2000

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

May 5, 1989 - February 14, 1991

GLOBAL AMERICA INCORPORATED

CRD#: 23000

Past

July 20, 1987 - May 8, 1989

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

May 21, 1987 - July 22, 1987

BARCLAY INVESTMENTS LLC

CRD#: 6159

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/28/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/5/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/2003

General Securities Principal Examination

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

BOSTON ADVISORS | KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

CRD#: 174129 / SEC#: 801-80844

RIA

Registered Investment Advisory firm - (1/23/2015 Approved)

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Contact information

Main Address

One Columbus Plaza, New Haven, CT 06510

Mailing Address

Phone number

(203) 752-4502

Established

Firm type

Fiscal year end

# of Employees

226

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC ADV PART 2A BROCHURE 6.4.2025 (6/4/2025)

Regulatory assets under management

Total Number of Accounts	5,592
AUM (Assets Under Management)	$ 28,035,873,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen J. Callahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Callahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARNEGIE LAKE ADVISORS LLC

HIGHLANDER CAPITAL MANAGEMENT LLC

HIGHLANDER CAPITAL GROUP, INC.

WHITE MOUNTAIN CAPITAL, LLC

RYAN BECK & CO.

GRUNTAL & CO., L.L.C.

JANNEY MONTGOMERY SCOTT LLC

GLOBAL AMERICA INCORPORATED

D. H. BLAIR & CO., INC.

BARCLAY INVESTMENTS LLC

Primary Firm SEC Registration

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/28/2023

Series 63

Date: 6/5/1987

SIE

Date: 10/1/2018

Series 7

Date: 5/16/1987

Series 24

Date: 2/7/2003

Current Firm

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

TRUST BUT VERIFY

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