BL
Bradley R. Lancaster
GOLDMAN LANCASTER
Long Beach, CA 90802
Some features on this profile are disabled
CRD#: 1678782
BL
Professional summary
Bradley Reagan Lancaster, CFP® is a registered financial advisor currently at GOLDMAN LANCASTER, INC. located in Long Beach, California and LPL FINANCIAL LLC located in Long Beach, California.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Bradley has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 2, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Income Management
Retirement Planning
Business Succession Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 03/04/2009 - BRAD LANCASTER SOLE PROP - NON-VARIABLE INSURANCE - INSURANCE SALES - 40% OF TIME SPENT - LONG BEACH, CA
(2) 08/13/2013 - GOLDMAN LANCASTER INC - NON-VARIABLE INSURANCE DBA - NON-VARIABLE INSURANCE DBA - GOLDMAN LANCASTER INC - INSURANCE SALES - 20% OF TIME SPENT - LONG BEACH, CA
(3) 11/05/2013 - GOLDMAN LANCASTER, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 02/1994 - 128 Hours Per Month - Time Spent 80% - I provide investment advisory services through Goldman Lancaster, Inc, an independent investment advisor firm. I started this business activity in 02/1994. I expect to spend approximately 128 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Reagan Lancaster's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
February 10, 2022 - Present
GOLDMAN LANCASTER, INC.
Office #1: 301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802RIA
CRD#: 136134
Long Beach, CA
Current
July 7, 1997 - Present
LPL FINANCIAL LLC
Office #1: 301 E Ocean Blvd Ste 1150, Long Beach, CA 90802-8833RIA
BD
CRD#: 6413
Long Beach, CA
Past
August 28, 1997 - December 3, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
LONG BEACH, CA
Past
June 8, 1994 - December 31, 2021
GOLDMAN LANCASTER, INC.
RIA
CRD#: 136134
LONG BEACH, CA
Past
July 17, 1992 - July 11, 1997
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
WELLESLEY HILLS, MA
Past
August 8, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
August 8, 1990 - August 28, 1992
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
July 9, 1987 - July 16, 1990
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 9, 1987 - July 16, 1990
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GOLDMAN LANCASTER, INC.
GOLDMAN LANCASTER, INC.
CRD#: 136134 / SEC#: 801-78300
RIA
Registered Investment Advisory firm - (7/10/2013 Approved)California
Registered Investment Advisory firm - (8/11/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/3/2003)
RR
California(7/11/1997)
IAR
California(2/10/2022)
RR
Florida(1/9/2019)
RR
Massachusetts(5/6/2019)
RR
Missouri(6/30/2022)
RR
New Mexico(10/10/2025)
RR
North Dakota(9/8/2020)
RR
Oklahoma(10/12/2021)
RR
Tennessee(3/13/2024)
RR
Texas(5/12/2000)
RR
Virginia(1/21/2000)
RR
Washington(4/12/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 6/6/1994
Non-Member General Securities ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GL
GOLDMAN LANCASTER, INC.
GOLDMAN LANCASTER, INC.
CRD#: 136134 / SEC#: 801-78300
RIA
Registered Investment Advisory firm - (7/10/2013 Approved)California
Registered Investment Advisory firm - (8/11/2013 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
301 East Ocean Blvd. Suite 1150, Long Beach, CA 90802
Mailing Address
Phone number
(562) 432-0234
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 321,125,840 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
