JB
John C. Buser
SEQUENT PLANNING
MELVILLE, NY 11747
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CRD#: 1678723
JB
Professional summary
John Conrad Buser JR is a registered financial advisor currently at SEQUENT PLANNING, LLC located in Melville, New York.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 04/08/2015: FIRST LIGHT WEALTH MANAGEMENT CORP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/23/2015 - 2 HR/MO NONE DURING SECS TRDG HRS.
2) Insurance Agent at Senior Services of North America. 02/2008 to Present. Investment Related. Duties include offering insurance products and services to clients and prospects. 47 Mowbray Avenue, Bay Shore, NY 11706.
CRS (Client Relationship Summary) - RIA
Click below to view John Conrad Buser JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2021 - Present
SEQUENT PLANNING, LLC
Office #1: 532 Broadhollow Rd., #106, Melville, NY 11747RIA
CRD#: 160381
MELVILLE, NY
Past
October 1, 2014 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
ROCKVILLE CENTRE, NY
Past
October 1, 2014 - January 20, 2021
LPL FINANCIAL LLC
BD
CRD#: 6413
ROCKVILLE CENTRE, NY
Past
October 1, 2012 - October 13, 2014
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BAY SHORE, NY
Past
October 1, 2012 - October 13, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BAY SHORE, NY
Past
October 12, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
WEST ISLIP, NY
Past
July 26, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
WEST ISLIP, NY
Past
January 1, 2008 - July 12, 2010
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BABYLON, NY
Past
November 19, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
HUNTINGTON, NY
Past
March 8, 2006 - August 2, 2006
REDWOOD BROKERAGE LLC
BD
CRD#: 39416
NEW YORK, NY
Past
December 10, 2003 - February 3, 2006
CARLIN EQUITIES, LLC
BD
CRD#: 31295
NEW YORK, NY
Past
September 9, 2002 - November 25, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
BD
CRD#: 39293
NEW YORK, NY
Past
February 27, 2002 - August 2, 2002
LIGHTSPEED PROFESSIONAL TRADING LLC
BD
CRD#: 39293
NEW YORK, NY
Past
April 6, 2001 - February 4, 2002
DOMESTIC SECURITIES, INC.
BD
CRD#: 34721
MONTVALE, NJ
Past
July 27, 1987 - November 15, 2000
ICAP SECURITIES USA LLC
BD
CRD#: 19739
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(2/26/2021)
IAR
New York(10/18/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/9/2001
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SP
SEQUENT PLANNING, LLC
ELEVUS | UNION PLANNING CENTER | SEQUENT PLANNING, LLC | FUTURITY FIRST WEALTH MANAGEMENT
CRD#: 160381 / SEC#: 801-113971
RIA
Registered Investment Advisory firm - (9/10/2018 Approved)Arizona
Registered Investment Advisory firm - (9/27/2018 Terminated)Florida
Registered Investment Advisory firm - (9/27/2018 Terminated)Iowa
Registered Investment Advisory firm - (10/1/2018 Terminated)Louisiana
Registered Investment Advisory firm - (9/27/2018 Terminated)Maryland
Registered Investment Advisory firm - (10/12/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/28/2018 Terminated)Nebraska
Registered Investment Advisory firm - (9/27/2018 Terminated)Nevada
Registered Investment Advisory firm - (10/31/2018 Terminated)New Jersey
Registered Investment Advisory firm - (10/2/2018 Terminated)North Carolina
Registered Investment Advisory firm - (9/27/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/27/2018 Terminated)Oregon
Registered Investment Advisory firm - (9/27/2018 Terminated)Texas
Registered Investment Advisory firm - (9/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8420 West Dodge Road Suite 110, Omaha, NE 68114
Mailing Address
Phone number
(402) 953-3544
Established
Firm type
Fiscal year end
# of Employees
91
SEC notice filing (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,102 |
| AUM (Assets Under Management) | $ 394,657,254 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
