Margaret S. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Susan Stewart, who also goes by Margaret Susan Schiltz, Peggy Schiltz, Margaret Susan Stewart Mrs, Peg Stewart, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1987. Margaret had worked at 9 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2009 - October 30, 2017
TRANSAMERICA INVESTORS SECURITIES, LLC
October 30, 2001 - October 2, 2002
SOUTH VALLEY WEALTH MANAGEMENT
May 16, 2001 - October 17, 2001
WAMU INVESTMENTS, INC.
October 18, 1999 - March 15, 2000
CUNA BROKERAGE SERVICES, INC.
September 3, 1997 - March 26, 1998
U.S. BANCORP INVESTMENTS, INC.
March 28, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
October 22, 1991 - April 3, 1995
ESSEX NATIONAL SECURITIES, LLC
January 9, 1990 - October 9, 1991
F & G SECURITIES, INC.
June 8, 1987 - February 4, 1988
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
