Christopher J. Coloracci

ALDEN CAPITAL

Wayne, PA 19087

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CRD#: 1678486

Professional summary

Christopher John Coloracci is a registered financial advisor currently at ALDEN CAPITAL located in Wayne, Pennsylvania and ALDEN INVESTMENT GROUP located in Wayne, Pennsylvania.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Coloracci's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2019 - Present

ALDEN CAPITAL

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

RIA

CRD#: 293551

Wayne, PA

Current

November 22, 2022 - Present

ALDEN INVESTMENT GROUP

Office #1: 37 West Avenue Suite 301, Wayne, PA 19087

RIA

CRD#: 317077

Wayne, PA

Current

December 4, 2019 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 1595 Paoli Pike Ste 101, West Chester, PA 19380Office #2: 48 West Oakland Ave., Doylestown, PA 18901Office #3: 37 West Ave Suite 301, Wayne, PA 19087Office #4: 3 Harding Road Suite C, Red Bank, NJ 07701Office #5: 100 Springhouse Drive Suite #102, Collegeville, PA 19426Office #6: 39500 High Pointe Blvd, Suite 190, Novi, MI 48375

CRD#: 40002

West Chester, PA

Past

April 16, 2014 - December 6, 2019

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

JENKINTOWN, PA

Past

October 29, 2010 - December 31, 2011

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

JENKINTOWN, PA

Past

October 19, 2010 - December 6, 2019

OPPENHEIMER & CO. INC.

CRD#: 249

JENKINTOWN, PA

Past

July 1, 2003 - August 31, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PHILADELPHIA, PA

Past

July 1, 2003 - August 31, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PHILADELPHIA, PA

Past

February 16, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

JENKINTOWN, PA

Past

February 16, 1999 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 1, 1996 - February 22, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/20/2022)

Hawaii
(4/17/2024)

IAR

Maryland
(4/8/2020)

Massachusetts
(9/27/2022)

Nevada
(4/27/2023)

New Jersey
(5/17/2022)

IAR

North Carolina
(4/8/2020)

Pennsylvania
(12/4/2019)

IAR

Pennsylvania
(12/4/2019)

South Dakota
(5/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/28/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/24/2000

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 4/9/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/30/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/18/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/15/1999

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

ALDEN CAPITAL

CRD#: 293551 / SEC#: 801-116941

RIA

Registered Investment Advisory firm - (7/9/2019 Approved)

New York

Registered Investment Advisory firm - (10/10/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (7/25/2019 Terminated)

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Contact information

Main Address

37 West Ave Suite 301, Wayne, PA 19087

Mailing Address

37 West Ave Suite 301, Wayne, PA 19087

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	3,147
AUM (Assets Under Management)	$ 1,444,147,688

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher J. Coloracci

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher John Coloracci's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALDEN INVESTMENT GROUP

J. ALDEN ASSOCIATES, INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ALDEN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 10/28/1996

Series 63

Date: 10/3/1996

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 8/24/2000

Series 31

Date: 4/9/1998

Series 7

Date: 9/30/1996

Series 10

Date: 12/18/1999

Series 9

Date: 12/15/1999

FINRA

Current Firm

ALDEN CAPITAL

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN CAPITAL

TRUST BUT VERIFY

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