CH
Chester J. Hebert
COLORADO FINANCIAL SERVICE
DENVER, CO
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CRD#: 1678446
CH
Professional summary
Chester Joseph Hebert, who also goes by Chet Hebert, is a registered financial advisor currently at COLORADO FINANCIAL SERVICE CORPORATION located in Denver, Colorado.
Chester is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Chester has worked at 21 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chet Hebert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THE COMPLIANCE DEPARTMENT INC., 188 INVERNESS DRIVE WEST, STE 100, CENTENNIAL CO 80112. NON-INVESTMENT RELATED, CENTENNIAL, CO, COMPLIANCE CONSULTING FIRM, PRESIDENT,2002, 20 HOURS PER MONTH (CONTRACT SERVICES TO BD AND IA FIRMS).
2) COLORADO NATIONAL CORPORATION, 188 INVERNESS DRIVE WEST, STE 100, CENTENNIAL CO 80112. NON-INVESTMENT RELATED, CENTENNIAL, CO, FOR HOLDING INTERESTS IN BD AND IA FIRMS, PRESIDENT, 2005, 1 HR/MONTH.
3) COLORADO HIGH-COUNTRY EDUCATIONAL TREKS INC, 188 INVERNESS DRIVE WEST, STE 100, CENTENNIAL, COLORADO 80112. NON-INVESTMENT RELATED 501C3 ORGANIZATION, CHAIRMAN, 2 HR/MONTH, NO COMPENSATION.
CRS (Client Relationship Summary) - RIA
Click below to view Chester Joseph Hebert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chester Joseph Hebert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2013 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #2: 188 Inverness Drive West Ste 100, Centennial, CO 80112RIA
BD
CRD#: 104343
DENVER, CO
Current
January 24, 2008 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #2: 188 Inverness Drive West Suite 100, Centennial, CO 80112RIA
BD
CRD#: 104343
DENVER, CO
Past
May 22, 2018 - August 20, 2018
COUGHLIN & COMPANY, INC.
BD
CRD#: 185
DENVER, CO
Past
April 5, 2018 - May 30, 2018
TCADVISORS NETWORK INC.
BD
CRD#: 35794
CENTENNIAL, CO
Past
March 13, 2013 - June 3, 2013
RIVINGTON SECURITIES, LLC
BD
CRD#: 120689
HOUSTON, TX
Past
June 11, 2012 - December 20, 2012
COUGHLIN & COMPANY, INC.
BD
CRD#: 185
DENVER, CO
Past
March 7, 2011 - September 6, 2011
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
BD
CRD#: 119546
DENVER, CO
Past
February 10, 2009 - August 26, 2009
MVCG SECURITIES, LLC
BD
CRD#: 148275
DENVER, CO
Past
November 13, 2008 - April 1, 2014
SC&H CAPITAL CORPORATION
BD
CRD#: 148291
SPARKS, MD
Past
December 19, 2007 - March 1, 2010
MCL FINANCIAL GROUP, INC.
BD
CRD#: 41180
SANTA ANA, CA
Past
September 17, 2007 - August 13, 2008
LINK SECURITIES LLC
BD
CRD#: 144095
SCOTTSDALE, AZ
Past
December 4, 2006 - October 25, 2007
AGA SECURITIES, LLC
BD
CRD#: 122781
BAINBRIDGE ISLAND, WA
Past
August 15, 2006 - May 1, 2007
SAGE CANYON ADVISORS, LLC
BD
CRD#: 139688
BOULDER, CO
Past
May 17, 2006 - December 14, 2009
LTC INVESTMENT SERVICES, INC.
BD
CRD#: 23750
DENVER, CO
Past
September 23, 2005 - March 1, 2006
LIBERTY GLOBAL CAPITAL SERVICES, LLC
BD
CRD#: 134741
WABAN, MA
Past
June 6, 2005 - February 7, 2008
CIM SECURITIES, LLC
BD
CRD#: 120852
GREENWOOD VILLAGE, CO
Past
June 6, 2005 - December 17, 2009
ARC SECURITIES, LLC
BD
CRD#: 38045
WASHINGTON, DC
Past
September 20, 2004 - July 27, 2007
MCL FINANCIAL GROUP, INC.
BD
CRD#: 41180
LITTLETON, CO
Past
February 16, 2001 - September 27, 2002
OBSIDIAN FINANCIAL GROUP, LLC
BD
CRD#: 104255
WOODBURY, NY
Past
May 23, 1997 - June 10, 1999
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
September 5, 1996 - April 3, 1997
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
April 15, 1993 - May 6, 1996
KOHN, HEBERT & ASSOCIATES, LTD.
BD
CRD#: 31084
Past
April 3, 1991 - December 31, 1992
U.S. SECURITIES CLEARING CORP.
BD
CRD#: 15403
SAN DIEGO, CA
Past
August 28, 1990 - March 14, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
BD
CRD#: 24738
Past
May 27, 1987 - August 10, 1990
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2012)
RR
Arizona(1/12/2009)
RR
California(11/16/2010)
IAR
California(5/30/2013)
RR
Colorado(1/25/2008)
RR
Connecticut(12/16/2010)
RR
District of Columbia(12/17/2010)
RR
Florida(3/12/2009)
IAR
Florida(3/6/2015)
RR
Georgia(11/4/2010)
RR
Hawaii(1/11/2010)
RR
Idaho(1/5/2022)
RR
Illinois(2/25/2009)
RR
Indiana(3/11/2009)
RR
Iowa(2/10/2012)
RR
Kansas(8/29/2023)
RR
Kentucky(12/16/2010)
RR
Maryland(1/14/2010)
RR
Montana(11/3/2010)
RR
Nebraska(9/19/2016)
RR
New Jersey(11/12/2010)
RR
New Mexico(3/12/2013)
RR
New York(11/3/2010)
RR
North Dakota(1/4/2012)
RR
Ohio(5/14/2012)
RR
Oklahoma(2/6/2012)
RR
Oregon(2/20/2018)
RR
Puerto Rico(2/1/2016)
RR
South Carolina(11/5/2010)
RR
South Dakota(7/5/2011)
RR
Tennessee(5/11/2012)
RR
Texas(3/17/2009)
RR
Utah(3/11/2009)
RR
Vermont(6/14/2022)
RR
Virginia(11/4/2010)
IAR
Washington(10/12/2017)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
COLORADO FINANCIAL SERVICE CORPORATION
COLORADO FINANCIAL SERVICE CORPORATION | TURNING POINT RETIREMENT ASSOCIATES | GIA FINANCIAL GROUP, L.L.C.
CRD#: 104343 / SEC#: 801-76716, 8-52817
RIA
Registered Investment Advisory firm - SEC (8/8/2013 Terminated)Alaska
Registered Investment Advisory firm - SEC (5/7/2024 Approved)Arizona
Registered Investment Advisory firm - SEC (9/25/2017 Approved)California
Registered Investment Advisory firm - SEC (7/30/2013 Approved)Colorado
Registered Investment Advisory firm - SEC (7/24/2013 Approved)Florida
Registered Investment Advisory firm - SEC (4/23/2013 Approved)Louisiana
Registered Investment Advisory firm - SEC (8/14/2023 Approved)Maryland
Registered Investment Advisory firm - SEC (3/24/2022 Terminated)Montana
Registered Investment Advisory firm - SEC (2/3/2017 Approved)New Jersey
Registered Investment Advisory firm - SEC (7/29/2013 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/4/2023 Approved)Ohio
Registered Investment Advisory firm - SEC (5/19/2017 Approved)Oregon
Registered Investment Advisory firm - SEC (6/4/2021 Approved)South Carolina
Registered Investment Advisory firm - SEC (1/3/2018 Approved)Texas
Registered Investment Advisory firm - SEC (7/14/2023 Approved)Washington
Registered Investment Advisory firm - SEC (10/12/2017 Approved)Wyoming
Registered Investment Advisory firm - SEC (1/31/2025 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
188 Inverness Drive West Ste 100, Centennial, CO 80112
Mailing Address
188 Inverness Drive West Suite 100, Centennial, CO 80112
Phone number
(303) 962-7267
Established
Colorado since 06/13/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
38
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COLORADO NATIONAL CORPORATION | OWNER | |
| FELDMAN, KEITH MITCHELL | MUNICIPAL SECURITIES PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | OPTIONS PRINCIPAL | 1308772 |
| FELDMAN, KEITH MITCHELL | GENERAL SECURITIES PRINCIPAL, HEAD OF OPERATIONS | 1308772 |
| HEBERT, CHESTER JOSEPH | FINOP | 1678446 |
| HEBERT, CHESTER JOSEPH | CHIEF COMPLIANCE OFFICER | 1678446 |
| HEBERT, CHESTER JOSEPH | CHAIRMAN, CHIEF EXECUTIVE OFFICER, PRESIDENT | 1678446 |
| THON, JAMESON OBRIEN | GENERAL SECURITIES PRINCIPAL, PRESIDENT | 7015002 |
| WOODWORTH, ADAM JAMES | COMPLIANCE OFFICER | 6952982 |
Regulatory assets under management
| Total Number of Accounts | 209 |
| AUM (Assets Under Management) | $ 68,471,136 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
