PL
Patrick J. Letizia
BROOKSTONE CAPITAL MANAGEMENT LLC
Mchenry, IL 60050
Some features on this profile are disabled
CRD#: 1678398
PL
Professional summary
Patrick James Letizia, who also goes by Patrick J Letizia, is a registered financial advisor currently at BROOKSTONE CAPITAL MANAGEMENT LLC located in Mchenry, Illinois.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Patrick has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Patrick J Letizia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: LETIZIA FINANCIAL
POSITION: OWNER/SOLE PROPRIETOR AND INSURANCE AGENT/PRODUCER
NATURE: A FULL SERVICE INSURANCE AGENCY
INVESTMENT RELATED: YES
NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 1
START DATE: 07/01/1974
ADDRESS: 1307 N GREEN STREET, MCHENRY IL 60050
DESCRIPTION: SELLING INSURANCE PRODUCTS
09/1974 OWNER PATRICK J. LETIZIA, INC.; INSURANCE BROKER & AGENT; SALES OF LIFE/HEALTH INSURANCE AND ANNUITIES; 80% OF TIME; INVESTMENT RELATED; FROM 1307 N GREEN STREET, MCHENRY IL 60050
CRS (Client Relationship Summary) - RIA
Click below to view Patrick James Letizia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2017 - Present
BROOKSTONE CAPITAL MANAGEMENT LLC
Office #1: 1307 N Green St, Mchenry, IL 60050RIA
CRD#: 141413
Mchenry, IL
Past
March 25, 2009 - June 13, 2017
MADISON AVENUE SECURITIES, LLC
RIA
CRD#: 23224
MCHENRY, IL
Past
February 20, 2008 - March 25, 2009
MADISON AVENUE ADVISORS, INC.
RIA
CRD#: 137461
RINGWOOD, IL
Past
February 19, 2008 - June 13, 2017
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
MCHENRY, IL
Past
March 28, 2007 - January 14, 2008
USA FINANCIAL SECURITIES LLC
RIA
CRD#: 103857
RINGWOOD, IL
Past
February 9, 2006 - January 14, 2008
USA FINANCIAL SECURITIES LLC
BD
CRD#: 103857
RINGWOOD, IL
Past
March 5, 1998 - December 31, 2005
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
LOMBARD, IL
Past
December 8, 1995 - December 31, 2005
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
June 23, 1987 - July 31, 1995
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(6/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BC
BROOKSTONE CAPITAL MANAGEMENT LLC
BROOKSTONE CAPITAL MANAGEMENT LLC | XL ADVISORS LLC
CRD#: 141413 / SEC#: 801-68010
RIA
Registered Investment Advisory firm - (6/20/2007 Approved)Arizona
Registered Investment Advisory firm - (6/25/2007 Terminated)Arkansas
Registered Investment Advisory firm - (7/3/2007 Terminated)California
Registered Investment Advisory firm - (6/26/2007 Terminated)Illinois
Registered Investment Advisory firm - (6/20/2007 Terminated)Indiana
Registered Investment Advisory firm - (6/25/2007 Terminated)Nevada
Registered Investment Advisory firm - (7/19/2007 Terminated)Ohio
Registered Investment Advisory firm - (6/25/2007 Terminated)Oklahoma
Registered Investment Advisory firm - (6/20/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Tennessee
Registered Investment Advisory firm - (7/25/2007 Terminated)Texas
Registered Investment Advisory firm - (6/25/2007 Terminated)Virginia
Registered Investment Advisory firm - (7/6/2007 Terminated)Washington
Registered Investment Advisory firm - (6/25/2007 Terminated)Wisconsin
Registered Investment Advisory firm - (6/25/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S. Naperville Road Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
395
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
