Melissa N. Barlow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Natzke Barlow, who also goes by Melissa Anne Natzke, Melissa Anne Natzkebarlow, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1987. Melissa had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2010 - April 24, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 11, 2008 - April 24, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 30, 2004 - February 11, 2008
CETERA INVESTMENT SERVICES LLC
January 23, 2004 - February 11, 2008
CETERA INVESTMENT SERVICES LLC
April 17, 2001 - December 9, 2003
CETERA WEALTH SERVICES, LLC
April 13, 1999 - May 3, 2001
IDS LIFE INSURANCE COMPANY
April 13, 1999 - May 3, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
October 1, 1997 - March 26, 1999
THE HUNTINGTON INVESTMENT COMPANY
April 22, 1991 - October 1, 1997
FMB INVESTMENT SERVICES
June 5, 1990 - April 26, 1991
DOMINICK & DICKERMAN LLC
July 22, 1987 - April 21, 1989
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
