Richard S. Esposito
Professional summary
Richard Stephen Esposito, ChFC®, CLU® is a registered financial advisor currently at LIGHTHOUSE WEALTH MANAGEMENT, LLC located in Bronx, New York.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Richard has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Stephen Esposito's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2022 - Present
LIGHTHOUSE WEALTH MANAGEMENT, LLC
Office #1: 2913 Harrington Avenue, Bronx, NY 10461February 7, 2005 - January 12, 2007
BNY INVESTMENT CENTER INC.
April 27, 2001 - November 25, 2003
BOSTON PARTNERS SECURITIES, L.L.C.
March 6, 2001 - May 1, 2001
BNY INVESTMENT CENTER INC.
December 2, 1994 - June 9, 1997
NATHAN & LEWIS SECURITIES, INC.
July 21, 1993 - December 8, 1994
PRIME CAPITAL SERVICES, INC.
February 28, 1990 - July 7, 1993
BERKSHIRE EQUITY SALES, INC.
June 20, 1987 - January 2, 1990
EQUITABLE ADVISORS, LLC
May 29, 1987 - January 2, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/2/2022)
Exams
Current Firm
LIGHTHOUSE WEALTH MANAGEMENT, LLC
CRD#: 146403 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 22,500,000 |
Red Flags
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