Sheri A. Gebe
Professional summary
Sheri Ann Gebe, who also goes by Sheri Ann Gebe, Sheri Gebe, is a registered financial professional currently at TRANSAMERICA CAPITAL, LLC located in Clearwater, Florida.
Sheri is registered as a RR (Registered Representative) and started their career in finance in 1998. Sheri has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sheri Ann Gebe's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2024 - Present
TRANSAMERICA CAPITAL, LLC
September 15, 2021 - October 25, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
September 25, 2019 - August 17, 2021
TRANSAMERICA RETIREMENT ADVISORS, LLC
September 13, 2019 - August 17, 2021
TRANSAMERICA INVESTORS SECURITIES, LLC
October 26, 2016 - July 1, 2019
TRANSAMERICA CAPITAL, LLC
January 17, 2008 - September 10, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 1, 2007 - May 25, 2007
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 1, 2006 - May 6, 2008
WORLD GROUP SECURITIES, INC.
January 24, 2006 - November 15, 2006
WORLD GROUP SECURITIES, INC.
June 30, 2004 - September 10, 2019
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 23, 2004 - June 2, 2004
RAYMOND JAMES & ASSOCIATES, INC.
June 21, 2000 - January 22, 2003
RAYMOND JAMES & ASSOCIATES, INC.
February 23, 1999 - June 9, 2000
VICTORY CAPITAL SERVICES, INC.
May 19, 1998 - January 1, 1999
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/10/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 12/20/2022
General Securities Representative ExaminationFINRA
Current Firm
TRANSAMERICA CAPITAL, LLC
CRD#: 8217 / SEC#: , 8-24829
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AUSA HOLDING, LLC | PARENT | |
| ACKERMAN, TIMOTHY LEON | DIRECTOR | 2311523 |
| BEITZEL, BRIAN | DIRECTOR, CHIEF FINANCIAL OFFICER, TREASURER | 6183770 |
| CARNEY, ROBERT DONALD | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD | 6747924 |
| HALLORAN, MARK FRANCIS | DIRECTOR | 1128889 |
| HELLERMAN, DOUGLAS | CHIEF COMPLIANCE OFFICER | 4696681 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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