Drina N. Guneri
Professional summary
Drina Nedret Guneri, who also goes by Drina N Guneri, is a registered financial professional currently at RABO SECURITIES USA, INC. located in New York, New York.
Drina is registered as a RR (Registered Representative) and started their career in finance in 1988. Drina has worked at 10 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Drina Nedret Guneri's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2024 - Present
RABO SECURITIES USA, INC.
Office #1: 151 West 42nd Street 8th Floor, New York, NY 10036January 13, 2021 - February 26, 2024
DAIWA CAPITAL MARKETS AMERICA INC.
March 19, 2018 - January 19, 2021
ABN AMRO SECURITIES (USA) LLC
July 2, 2013 - July 31, 2015
BNY MELLON CAPITAL MARKETS, LLC
June 16, 2008 - April 15, 2013
GLEACHER & COMPANY SECURITIES, INC.
June 12, 1996 - January 8, 2002
CANTOR FITZGERALD & CO.
April 13, 1989 - April 27, 1990
MORGAN STANLEY MARKET PRODUCTS INC.
April 13, 1989 - April 27, 1990
MORGAN STANLEY & CO. LLC
January 23, 1989 - June 29, 1999
CIBC WORLD MARKETS CORP.
July 19, 1988 - October 15, 1988
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
RABO SECURITIES USA, INC.
CRD#: 122657 / SEC#: , 8-65525
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UTRECHT-AMERICA HOLDINGS, INC | SOLE SHAREHOLDER | |
| AMIN, SHREYA | SECRETARY | 7368182 |
| BASSETT, DAVID FRANCIS | CHAIRMAN | 2802027 |
| CHESTER, WILLIAM PETER | DIRECTOR | 5868288 |
| DEMAZURE PELLETIER, CHRISTINE MARIE | DIRECTOR | 5481370 |
| KITTEL, CHRISTOPHER FREDERICK | CHIEF COMPLIANCE OFFICER | 2718043 |
| KORMANEK, SHAWN PATRICK | DIRECTOR | 7310810 |
| LAMPER, KATHERINE S | DIRECTOR | 5202959 |
| LAZAROV, DUSAN OBRAD | DIRECTOR | 7904295 |
| MARTENS, ANDREA MARIE | FINANCIAL AND OPERATIONS PRINCIPAL | 1187593 |
| PASDAR, NADER | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4702711 |
Red Flags
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