William T. Knoke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Thomas Knoke was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 6 firms and has passed the Series 63, Series 22, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2011 - June 11, 2012
REGENT CAPITAL GROUP, INC.
January 10, 1994 - December 31, 1995
SPECTRUM SECURITIES, INC.
April 30, 1991 - December 31, 1991
FINANCIAL WEST GROUP
February 7, 1989 - April 30, 1991
FINANCIAL WEST INVESTMENT GROUP
November 22, 1988 - February 11, 1989
EMMETT A LARKIN COMPANY, INC.
July 21, 1987 - December 22, 1987
KRIDEL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REGENT CAPITAL GROUP, INC.
CRD#: 126881 / SEC#: , 8-65923
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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