Lillian M. Mulherin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lillian May Mulherin was a registered financial professional .
Lillian is a previously registered financial professional and started their career in finance in 1989. Lillian had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1997 - November 30, 2012
CAPITAL INVESTMENT MANAGEMENT INC.
April 8, 1994 - May 8, 2009
GROVE POINT INVESTMENTS, LLC
September 17, 1992 - April 15, 1994
LOMBARD SECURITIES INCORPORATED
January 14, 1991 - September 18, 1992
FSC SECURITIES CORPORATION
February 20, 1990 - January 29, 1991
PRUDENTIAL EQUITY GROUP, LLC
January 24, 1989 - February 15, 1990
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL INVESTMENT MANAGEMENT INC.
CRD#: 122600 / SEC#: 801-68675
Contact information
Regulatory assets under management
| Total Number of Accounts | 273 |
| AUM (Assets Under Management) | $ 52,798,998 |
Red Flags
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