Manesh N. Dave
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manesh N Dave, who also goes by Dave N Manesh, was a registered financial professional .
Manesh is a previously registered financial professional and started their career in finance in 1987. Manesh had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2012 - December 12, 2024
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
June 1, 2009 - October 27, 2010
QUESTAR CAPITAL CORPORATION
June 21, 2006 - September 21, 2007
NORTH RIDGE SECURITIES CORP.
October 1, 1995 - May 19, 2006
VOYA FINANCIAL ADVISORS, INC.
November 3, 1992 - October 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
June 13, 1990 - September 17, 1992
NYLIFE SECURITIES LLC
September 11, 1987 - October 19, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 11, 1987 - October 19, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
