Jonathan B. Wakefield
Professional summary
Jonathan Bishop Wakefield is a registered financial professional currently at BROKERTEC AMERICAS LLC located in New York, New York.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 8 firms and has passed the Series 63, Series 72, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Bishop Wakefield's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2021 - Present
BROKERTEC AMERICAS LLC
Office #1: 300 Vesey Street 7th Floor, New York, NY 10282Office #2: 300 Vesey Street 7th Floor, New York, NY 10282May 25, 2018 - December 9, 2021
ICAP SECURITIES USA LLC
May 25, 2018 - December 9, 2021
TP ICAP GLOBAL MARKETS AMERICAS LLC
April 8, 2014 - December 5, 2017
EXECUTION ACCESS, LLC
February 26, 2007 - November 5, 2013
TRADEWEB LLC
September 6, 2001 - February 2, 2007
BROKERTEC AMERICAS LLC
July 19, 2000 - August 29, 2001
BONDS.COM LLC
March 31, 1999 - February 16, 2000
TULLETT LIBERTY BROKERAGE INC.
May 5, 1997 - April 12, 1999
INTERCAPITAL GOVERNMENT SECURITIES INC.
August 8, 1987 - March 26, 1997
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/7/2021)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BROKERTEC AMERICAS LLC
CRD#: 47477 / SEC#: , 8-51803
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROKERTEC HOLDINGS INC. | 100% OWNERSHIP | |
| CALDERON, DAVID JASON | CHIEF FINANCIAL OFFICER | 4575354 |
| DENNIS, MICHAEL | DIRECTOR | 4192184 |
| HIRSCHMANN, ELISA M | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 5112554 |
| WAKEFIELD, JONATHAN BISHOP | CEO - CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1676639 |
| WEINMAN, ANDREW LEONARD | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5209879 |
Disclosures
| Regulatory Event | 1 |
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