Scott T. Ford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Tyrone Ford, CFP®, who also goes by Scott Ford, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1987. Scott had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 31, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2023 - August 3, 2023
U.S. BANCORP ADVISORS, LLC
May 31, 2023 - August 3, 2023
U.S. BANCORP ADVISORS, LLC
February 25, 2021 - August 3, 2023
U.S. BANCORP INVESTMENTS, INC.
February 2, 2021 - August 3, 2023
U.S. BANCORP INVESTMENTS, INC.
October 10, 2012 - February 17, 2021
J.P. MORGAN SECURITIES LLC
October 1, 2012 - February 17, 2021
J.P. MORGAN SECURITIES LLC
September 19, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 29, 2007 - April 5, 2012
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - April 5, 2012
CITIGROUP GLOBAL MARKETS INC.
May 19, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
November 12, 1999 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 24, 1993 - September 29, 1994
MORGAN STANLEY DW INC.
October 26, 1992 - April 7, 1993
HANOVER, STERLING & COMPANY LTD.
June 19, 1992 - October 30, 1992
CITICORP INVESTMENT SERVICES
December 20, 1988 - March 15, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
May 21, 1987 - February 13, 1988
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| BEJASA, EILEEN | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS | 7002808 |
| CANEVA, DANIEL CESAR | SVP CHIEF OPERATIONS OFFICER | 1686099 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER | 5829700 |
| ELY, JAMES EUGENE JR. | SENIOR VICE PRESIDENT - SALES | 1843373 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| LAWLOR, BETH DEDRICK | EXECUTIVE VICE PRESIDENT | 5352662 |
| ROLLAND, JODI THOMPSON | MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER | 5025315 |
| TRIPLETT, SHANE T | INSTITUTIONAL SALES MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,905 |
| AUM (Assets Under Management) | $ 1,516,483,817 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
