Keith L. Becker

INSIGHT ADVISORS

Newtown, PA 18940

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CRD#: 1676269

Professional summary

Keith Lee Becker is a registered financial advisor currently at INSIGHT ADVISORS, LLC located in Newtown, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Newtown, Pennsylvania.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Keith has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INSIGHT ADVISORS DBA PRIVATE INDEX WEALTH MANAGEMENT; INVESTMENT RELATED; 10 N STATE ST NEWTOWN, PA 18940; INVESTMENT ADVICE; FINANCIAL ADVISOR; 07/2017; 120 HOURS/MONTH; 6 HOURS DURING SECURITIES HOURS; SERVICING CLIENTS WITH INVESTMENT ADVICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Lee Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2017 - Present

INSIGHT ADVISORS, LLC

Office #1: 10 N. State Street, Newtown, PA 18940

RIA

CRD#: 168057

Newtown, PA

Current

January 5, 2018 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 10 N. State Street, Newtown, PA 18940

CRD#: 35747

Newtown, PA

Past

September 20, 2012 - July 10, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PRINCETON, NJ

Past

May 1, 2009 - July 10, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PRINCETON, NJ

Past

December 15, 2003 - May 20, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PHILADELPHIA, PA

Past

October 14, 2003 - December 19, 2003

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

PRINCETON, NJ

Past

May 23, 1991 - December 19, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

June 18, 1987 - June 3, 1991

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INSIGHT ADVISORS, LLC

CRD#: 168057 / SEC#: 801-78355

RIA

Registered Investment Advisory firm - (8/1/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2018)

Florida
(1/5/2018)

New Jersey
(1/5/2018)

New York
(10/8/2020)

North Carolina
(1/5/2018)

IAR

Pennsylvania
(6/30/2017)

Pennsylvania
(1/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/18/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/31/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/16/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/19/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

INSIGHT ADVISORS, LLC

CRD#: 168057 / SEC#: 801-78355

RIA

Registered Investment Advisory firm - (8/1/2013 Approved)

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Contact information

Main Address

10 N. State Street, Newtown, PA 18940

Mailing Address

Phone number

(215) 550-6011

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (10/7/2025)

Regulatory assets under management

Total Number of Accounts	2,427
AUM (Assets Under Management)	$ 712,359,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Keith L. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Lee Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

J. B. HANAUER & CO.

Primary Firm SEC Registration

INSIGHT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2012

Series 63

Date: 6/18/1987

SIE

Date: 10/1/2018

Series 31

Date: 5/31/2006

Series 7

Date: 5/16/1987

Series 8

Date: 6/19/1989

FINRA

Current Firm

INSIGHT ADVISORS, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INSIGHT ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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