Mark S. Crowe

CROWE FINANCIAL GROUP LLC

Hillsboro, OH 45133

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CRD#: 1675944

Professional summary

Mark Steven Crowe is a registered financial advisor currently at CROWE FINANCIAL GROUP LLC located in Hillsboro, Ohio.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Mark has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)DBA CROWE FINANCIAL GROUP; INVT REL; 128 N HIGH ST HILLSBORO,OH; RIA FIRM AND INSURANCE; IAR AND INSURANCE AGENT; START 03/2004; 160 HRS/MO; 160 HRS/MO DURING TRADING; SALES/SERVICE AND DBA FOR SECURITIES BIZ. 2) CROWE FARMS; NON INVT REL; FARMING; OWNER; START 08/1996; FARMING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Crowe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2013 - Present

CROWE FINANCIAL GROUP LLC

Office #1: 128 North High Street, Hillsboro, OH 45133

RIA

CRD#: 166174

Hillsboro, OH

Past

July 15, 2013 - December 31, 2015

GRADIENT SECURITIES, LLC

CRD#: 127701

HILLSBORO, OH

Past

February 13, 2007 - July 12, 2013

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

HILLSBORO, OH

Past

March 19, 2004 - July 12, 2013

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

HILLSBORO, OH

Past

August 18, 2003 - March 22, 2004

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HILLSBORO, OH

Past

August 11, 2003 - March 19, 2004

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

July 11, 2000 - June 12, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

August 5, 1987 - July 27, 1988

PFS INVESTMENTS INC.

CRD#: 10111

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(7/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/3/1987

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CROWE FINANCIAL GROUP LLC

CRD#: 166174 / SEC#:

Ohio

Registered Investment Advisory firm - (3/4/2013 Approved)

Texas

Registered Investment Advisory firm - (6/20/2019 Conditional Restricted)

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Contact information

Main Address

128 North High Street, Hillsboro, OH 45133

Mailing Address

Phone number

(937) 393-8788

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	275
AUM (Assets Under Management)	$ 16,240,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark S. Crowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Crowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EDWARD JONES

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2006

Series 63

Date: 7/12/2000

SIE

Date: 12/31/2015

Series 7

Date: 7/10/2000

Series 6

Date: 8/3/1987

Current Firm

CROWE FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CROWE FINANCIAL GROUP LLC

TRUST BUT VERIFY

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