Leslie W. Finnemore
Professional summary
Leslie Woerner Finnemore is a registered financial advisor currently at FIRVA CAPITAL MANAGEMENT LLC located in Tampa, Florida.
Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Leslie has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 72, Series 52 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Woerner Finnemore's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2009 - Present
FIRVA CAPITAL MANAGEMENT LLC
Office #1: 3000 Bayport Drive Suite 1100, Tampa, FL 33607June 3, 2015 - January 4, 2017
WORLD EQUITY GROUP, INC.
October 22, 2014 - December 17, 2014
SINCLAIR & COMPANY, LLC
February 23, 2011 - July 23, 2013
SINCLAIR & COMPANY, LLC
November 2, 2010 - June 7, 2012
FORGE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2009)
Exams
Series 72
Date: 6/24/2013
Government Securities Representative ExaminationSeries 62
Date: 2/21/2011
Corporate Securities Limited Representative ExaminationCurrent Firm
FIRVA CAPITAL MANAGEMENT LLC
CRD#: 147143 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIRVA CAPITAL MANAGEMENT LLC
CRD#: 147143Tampa, FL 33607TRUST BUT VERIFY
Monitor Leslie Finnemore
Get automatic monthly alerts on:
