Riccardo J. Badolato
Professional summary
Riccardo Joseph Badolato, who also goes by Rick Badolato, is a registered financial professional currently at NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.
Riccardo is registered as a RR (Registered Representative) and started their career in finance in 1991. Riccardo has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Riccardo Joseph Badolato's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 29, 2007 - Present
NEWBRIDGE SECURITIES CORPORATION
Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432June 26, 2007 - October 30, 2007
WEDBUSH SECURITIES INC.
January 10, 2002 - June 27, 2007
BROOKSTREET SECURITIES CORPORATION
July 21, 1997 - December 31, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 17, 1996 - August 6, 1997
NICHOLS, SAFINA, LERNER & CO. INC.
May 13, 1992 - September 26, 1996
GRUNTAL & CO., L.L.C.
September 9, 1991 - May 12, 1992
J.W. BARCLAY & CO., INC.
March 6, 1991 - July 23, 1991
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2008)
(10/30/2007)
(10/30/2007)
(10/30/2007)
(11/8/2007)
(6/14/2013)
(10/29/2007)
(10/30/2007)
(10/30/2007)
(10/30/2007)
(10/30/2007)
(10/30/2007)
(10/30/2007)
(3/23/2009)
(10/30/2007)
(10/30/2007)
(10/30/2007)
(10/1/2008)
(10/30/2007)
(10/30/2007)
(1/4/2023)
(10/1/2008)
(7/25/2017)
(11/8/2007)
(10/30/2007)
(2/5/2019)
(10/30/2007)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
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