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Victor Joseph Colaio

CRD# 1674922·Registered 1987 - 1994
Previously Registered: Being a previously registered professional could mean that Victor is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Victor Joseph Colaio was a registered financial advisor. Victor was a previously registered financial professional and started their career in finance 1987 - 1994. Victor had worked at 10 firms and has passed the Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

Past

INTERCAPITAL GOVERNMENT SECURITIES INC.Past·CRD# 19710
BD
New York, NY
December 9, 1991 - May 17, 1994
INTERCAPITAL ASIA INC.Past·CRD# 22110
BD
New York, NY
December 9, 1991 - May 17, 1994
INTERCAPITAL INTERNATIONAL INC.Past·CRD# 22109
BD
New York, NY
December 9, 1991 - May 17, 1994
EXCO RMJ INTERNATIONAL INC.Past·CRD# 21287
BD
December 9, 1991 - May 17, 1994
FUNDAMENTAL BROKERSPast·CRD# 28197
BD
February 28, 1991 - April 3, 1991
FUNDAMENTAL CORPORATE BOND BROKERSPast·CRD# 28198
BD
February 28, 1991 - April 1, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.Past·CRD# 15147
BD
May 25, 1990 - February 28, 1991
FUNDAMENTAL BROKERSPast·CRD# 19837
BD
August 4, 1989 - February 28, 1991
FUNDAMENTAL BROKERS INTERNATIONAL INC.Past·CRD# 6793
BD
May 25, 1990 - August 2, 1990
DAHLKE & CO., INC.Past·CRD# 7166
BD
May 25, 1990 - June 13, 1990
INTERCAPITAL GOVERNMENT SECURITIES INC.Past·CRD# 19710
BD
New York, NY
July 25, 1987 - April 12, 1989

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Current Firm

IG
INTERCAPITAL GOVERNMENT SECURITIES INC.

EXCO RMJ SECURITIES CORP. | RMJ SECURITIES CORPORATION | RMJ SECURITIES CORP. | INTERCAPITAL GOVERNMENT SECURITIES INC. | EXCO USA SECURITIES INC.

CRD#: 19710 / SEC#: 8-38023
BD
Terminated by SEC on 07/02/2000

Contact Information

Established

New York since 12/09/1958

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
INTERCAPITAL GROUP SERVICES INC100% SHAREHOLDER—
KIMBERLIN, JOHN G IIICFO/FINOP2391226
MCDERMOTT, STEPHEN PAULCEO2850167
PURPORA, RONALD ANTHONYPRESIDENT1665726

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed May 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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