Victor J. Colaio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Victor Joseph Colaio was a registered financial professional .
Victor is a previously registered financial professional and started their career in finance in 1987. Victor had worked at 10 firms and has passed the Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 1991 - May 17, 1994
INTERCAPITAL GOVERNMENT SECURITIES INC.
December 9, 1991 - May 17, 1994
INTERCAPITAL ASIA INC.
December 9, 1991 - May 17, 1994
INTERCAPITAL INTERNATIONAL INC.
December 9, 1991 - May 17, 1994
EXCO RMJ INTERNATIONAL INC.
February 28, 1991 - April 1, 1991
FUNDAMENTAL CORPORATE BOND BROKERS
February 28, 1991 - April 3, 1991
FUNDAMENTAL BROKERS
May 25, 1990 - June 13, 1990
DAHLKE & CO., INC.
May 25, 1990 - August 2, 1990
FUNDAMENTAL BROKERS INTERNATIONAL INC.
May 25, 1990 - February 28, 1991
FUNDAMENTAL CORPORATE BOND BROKERS, INC.
August 4, 1989 - February 28, 1991
FUNDAMENTAL BROKERS
July 25, 1987 - April 12, 1989
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERCAPITAL GOVERNMENT SECURITIES INC.
CRD#: 19710 / SEC#: , 8-38023
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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