Michael J. Cooleen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Cooleen, who also goes by Mike Cooleen, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 5 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2024 - January 6, 2025
SAGETRADER, LLC
December 18, 2018 - July 9, 2020
FIS BROKERAGE & SECURITIES SERVICES LLC
August 4, 2014 - February 2, 2016
CHEEVERS & COMPANY, LLC
January 24, 2012 - September 28, 2012
TRANSCEND CAPITAL
October 24, 2011 - January 4, 2012
TRANSCEND CAPITAL
May 3, 2010 - July 1, 2011
SUNGARD INSTITUTIONAL BROKERAGE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/29/2024
General Securities Representative ExaminationSeries 99TO
Date: 1/29/2024
Operations Professional ExaminationCurrent Firm
SAGETRADER, LLC
CRD#: 137862 / SEC#: , 8-67169
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
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