Timothy A. Mccollum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Alan Mccollum, ChFC®, CLU®, who also goes by Tim Mccollum, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1987. Timothy had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2020 - July 28, 2025
EAGLE STRATEGIES LLC
August 23, 2018 - July 28, 2025
NYLIFE SECURITIES LLC
February 17, 2005 - December 31, 2010
THE O.N. EQUITY SALES COMPANY
March 5, 1998 - February 15, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 17, 1996 - February 24, 1998
1717 CAPITAL MANAGEMENT COMPANY
June 23, 1987 - September 11, 1996
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/17/2018
General Securities Representative ExaminationCurrent Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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