John E. Hommel

HOMMEL WEALTH MANAGEMENT

GARDEN CITY, NY 11530

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CRD#: 1673219

Professional summary

John Edward Hommel is a registered financial advisor currently at HOMMEL WEALTH MANAGEMENT, INC. located in Garden City, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 15 firms and has passed the Series 65, Series 66, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2026 - Present

HOMMEL WEALTH MANAGEMENT, INC.

Office #1: 1225 Franklin Ave, Ste 325, Garden City, NY 11530

CRD#: 277166

GARDEN CITY, NY

Past

March 17, 2011 - August 23, 2012

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

GARDEN CITY, NY

Past

April 16, 2010 - February 7, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

GARDEN CITY, NY

Past

May 4, 2009 - March 25, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 19660

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/9/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/22/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/25/1989

General Securities Representative Examination

Current Firm

HOMMEL WEALTH MANAGEMENT, INC.

HOMMEL WEALTH MANAGEMENT, INC. | JOHN E. HOMMEL

CRD#: 277166 / SEC#:

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Contact information

Main Address

1225 Franklin Ave, Ste 325, Garden City, NY 11530

Mailing Address

Phone number

(516) 757-8618

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	58
AUM (Assets Under Management)	$ 8,175,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John E. Hommel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOMMEL WEALTH MANAGEMENT, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

FIDELITY BROKERAGE SERVICES LLC

STERNE, AGEE & LEACH, INC.

DAIWA CAPITAL MARKETS AMERICA INC.

GH TRADERS LLC

FHN FINANCIAL SECURITIES CORP.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

QUICK & REILLY, INC.

TERRA NOVA FINANCIAL, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CANTOR FITZGERALD SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2026

Series 66

Date: 1/9/2007

Series 63

Date: 8/15/1998

Series 3

Date: 5/22/1997

Series 7

Date: 5/25/1989

Current Firm

HOMMEL WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOMMEL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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